新版“限塑令”下基于社会共治的塑料污染源头治理问题研究

doi:10.16381/j.cnki.issn1003-207x.2020.1687

Abstract

Abstract:

The plastic pollution source treatment is a key issue in the policy implementation of the new version of the “plastic limit order”. An evolutionary game model based on government supervision， enterprise transformation production， and public participation in supervision is established in the perspective of social co-governance， in which the impact of the government， the public， and plastic manufacturers on the governance of plastic pollution sources is considered. This model analyzes the evolutionary equilibrium strategy of pollution source treatment problems under four different scenarios. In addition， the numerical simulation is utilized to analyze the decision-making behaviors of various entities in the process of collective treatment of plastic pollution sources. According to the analysis results， some interesting conclusions can be obtained， which are shown as follows：（1） Regardless of the effect of long-term or short-term， the implementation of the new version of the "plastic restriction order” can prompt companies to choose transformation production strategies with the influence of government supervision and public supervision. It also can cut plastic pollution from the source. （2） Higher levels of government regulation can effectively restrain the illegal production behavior of enterprises. On the other hand， the public supervision can effectively restrain the production behavior of enterprises when the government has a negative regulation. （3） Increasing the economic incentives for citizen’s supervision is helpful for improving citizen’s social co-governance level in plastic pollution source treatment process.

Key words: plastic pollution, source governance, social co-governance, evolutionary game

CLC Number:

F252

Dandan Wang,Lirong Jian,Shuaishuai Fu. The Source Governance of Plastic Pollution Based on Social Co-governance under the New Version of “Plastic Restriction Order”[J]. Chinese Journal of Management Science, 2024, 32(1): 288-298.

Figures/Tables 21

公众	政府部门积极监管 $(z)$		政府部门消极监管 $(1 - z)$
公众	企业转型生产 $(y)$	企业违规生产 $(1 - y)$	企业转型生产 $(y)$	企业违规生产 $(1 - y)$
监督 $(x)$	$- e$	$f - e$	$- e$	$f - e$
	$a + h - g$	$(1 - θ) m - θ k$	$h - g$	$(1 - β) m - β k$
	$- a$	$- a - b - c + (β + θ) d$	$0$	$β d - b - c$
不监督 $(1 - x)$	$0$	$0$	$0$	$0$
	$a + h - g$	$(1 - θ) m - θ k$	$h - g$	$m - k$
	$- a$	$- a - c + θ d$	$- c$	$- c$

均衡点	特征值 $λ 1$	特征值 $λ 2$	特征值 $λ 3$
$X 1 = (0,0, 0)$	$f - e$	$h - g - m$	$θ d - a$
$X 2 = (0,1, 0)$	$- e$	$- (h - g - m)$	$c - a$
$X 3 = (0,0, 1)$	$f - e$	$a + h - g + (m + k) θ - m$	$- (θ d - a)$
$X 4 = (0,1, 1)$	$- e$	$- [a + h - g + (m + k) θ - m]$	$- (c - a)$
$X 5 = (1,0, 0)$	$- (f - e)$	$h - g + (m + k) β - m$	$θ d - a$
$X 6 = (1,0, 1)$	$- (f - e)$	$a + h - g + (m + k) θ - m$	$- (θ d - a)$
$X 7 = (1,1, 0)$	$e$	$- [h - g + (m + k) β - m]$	$- a$
$X 8 = (1,1, 1)$	$e$	$- [a + h - g + (m + k) θ - m]$	$a$

均衡点	情境1		情境2		情境3		情境4
均衡点	$λ 1, λ 2, λ 3$	稳定性	$λ 1, λ 2, λ 3$	稳定性	$λ 1, λ 2, λ 3$	稳定性	$λ 1, λ 2, λ 3$	稳定性
$X 1 = (0,0, 0)$	+, +, +	鞍点	+, -, +	非稳定点	+,+, -	非稳定点	+, -, -	非稳定点
$X 2 = (0,1, 0)$	-, - ,+	非稳定点	-, +,+	非稳定点	-,-,+	非稳定点	-, + ,+	非稳定点
$X 3 = (0,0, 1)$	+, + ,-	非稳定点	+, (+,-),-	非稳定点	+, + ,+	非稳定点	+, (+,-),-	非稳定点
$X 4 = (0,1, 1)$	- ,-,-	ESS	- , (+,-),-	非稳定点	-,-,-	ESS	- , (+,-),-	非稳定点
$X 5 = (1,0, 0)$	- ,+ ,+	非稳定点	-,(+,-),+	非稳定点	- ,+ ,-	非稳定点	-,(+,-),-	非稳定点
$X 6 = (1,0, 1)$	-, + ,-	非稳定点	-,(+,-),-	非稳定点	-, + ,+	非稳定点	-,(+,-),+	非稳定点
$X 7 = (1,1, 0)$	+ -, -	非稳定点	+,(+,-), -	非稳定点	+,-, -	非稳定点	+,(+,-),-	非稳定点
$X 8 = (1,1, 1)$	+, - ,+	非稳定点	+,(+,-), +	非稳定点	+, - ,+	非稳定点	+,(+,-), +	非稳定点

参数	$a$	$b$	$c$	$d$	$e$	$f$	$g$	$h$
取值	8	3	40	50	2	5	30	40
参数	$m$	$k$	$θ$	$β$	$x$	$y$	$z$
取值	25	10	0.2	0.1	0.5	0.5	0.2

References 27

1	中国环境报. 我国“限塑令”实施5年塑料消耗仅减少10%［EB/OL］. （2018-04-08）..
	China Environmental News. China's “Plastic Restriction Order” has been implemented for 5 years， and plastic consumption has only decreased by 10%［EB/OL］. （2018-04-08）. .
2	王菊英，林新珍. 应对塑料及微塑料污染的海洋治理体系浅析［J］. 太平洋学报， 2018， 46（4）： 79-87.
	Wang J Y， Lin X Z. Global ocean governance in addressing plastic and microplastic pollution［J］. Pacific Journal，2018， 46（4）： 79－87．
3	Migliaccio G， De Blasio V. Economic and financial balance of Italian plastic manufacturers during the crisis （2008-2015）［C］//Proceedings of the 10th Annual Conference of the EuroMed Academy of Business，Rome， Italy， September， 2017.
4	新华视点. 新华社：每天2000万份外卖天量外卖垃圾谁处理？［EB/OL］. （2017-11-19）［2018-04-08］..
	Xinhua Perspective Xinhua News Agency： 20 million takeout servings per day. Who handles takeout waste？［EB/OL］. （2017-11-19）［2018-04-08］..
5	Al-Salem S M， Lettieri P， Baeyens J. Recycling and recovery routes of plastic solid waste （PSW）： a review ［J］. Waste Management， 2009， 29（10）： 2625-2643.
6	Barra R， Leonard S A. Plastics and the circular economy： a stap document［R］．Viet Nam： Global Environment Facility Council Meeting，2018，31（8）： 1-23.
7	Linzner R， Salhofer S. Municipal solid waste recycling and the significance of informal sector in urban China［J］. Waste Management & Research， 2014（9）： 896-907.
8	Azoulay D， Villa P， Arellano Y， et al ．Plastic ＆ health： the hidden costs of a plastic planet［R］．Washington DC： Center for International Environmental Law， 2019，22（7）： 1-84.
9	国家发展改革委. 生态环境部关于进一步加强塑料污染治理的意见［EB/OL］. （2020-1-19）. .
	National Development and Reform Commission Opinions of the Ministry of Ecology and Environment on Further Strengthening the Treatment of Plastic Pollution［EB/OL］. （2020-1-19）..
10	刘瑞. 东南亚海洋塑料垃圾治理与中国的参与［J］. 国际关系研究， 2020， 8（1）：125-142.
	Liu R. Ocean plastic waste treatment in southeast asia and china's participation［J］. Journal of International Relations， 2020， 8（1）：125-142.
11	钭晓东，赵文萍. 深海塑料污染国际治理机制研究——人类命运共同体的深海落实［J］. 中国地质大学学报（社会科学版）， 2019， 64（1）：59-70.
	Zhong X D， Zhao W P. Research international governance mechanism of deep——sea plastic pollution［J］. Journal of China University of Geosciences （Social Sciences Edition）， 2019， 64（1）：59-70.
12	常乐，刘长玉，于涛，等. 社会共治下的食品企业失信经营问题三方演化博弈研究［J］. 中国管理科学， 2020， 28（9）： 221-230.
	Chang L， Liu C Y， Yu T， et al. Food fraud tripartite evolutionary game in social co-regulation［J］. Chinese Journal of Management Science， 2020， 28（9）： 221-230.
13	Heidbreder L M， Bablok I， Drews S . et al. Tackling the plastic problem： a review on perceptions， behaviors， and interventions ［J］. Science of the total environment， 2019， 668（7）： 1077-1093.
14	Shen M C， Huang W， Chen M， et al. Plastic crisis： un-ignorable contribution to global greenhouse gas emissions and climate change［J］.Journal of clean production， 2020， 254 （1）：1-12.
15	Agamuthu P， Fauziah S H. Impacts of municipal solid waste management on marine pollution［C］//Proceedings of the 2011 International Symposium on Environmental Science and Technology，Dongwan， China， June 1-4 ， China Science Publishing & Medialtd Ltd， 2011： 869-876.
16	王燕萍，邓义祥，张承龙，等. 我国一次性塑料污染管理对策研究［J］. 环境科学研究， 2020， 33（4）： 1062-1068.
	Wang Y P， Deng Y X， Zhang C L， et al. Research on management measures for disposable plastic pollution in China［J］. Research of Environmental Sciences， 2020， 33（4）： 1062-1068.
17	Steensgaard I M， Syberg K， Rist S， et al. From macro-to microplastics-analysis of EU regulation along the life cycle of plastic bags［J］. Environment pollution， 2017， 224（5）： 289-299.
18	刘彬，侯立安，王媛，等.我国海洋塑料垃圾和微塑料排放现状及对策［J］.环境科学研究，2020，33（1）： 174-182.
	Liu B， Hou L A， Wang Y， et al. Current situation and countermeasures of marine plastic garbage and microplastic emissions in China［J］. Research of Environmental Sciences， 2020， 33（1）： 174-182.
19	Windsor F M， Durance I， Horton AA， et al. A catchment-scale perspective of plastic pollution ［J］. Global change biology， 2019， 25（4）： 1207-1221.
20	刘松涛，罗炜琳，林丽琼，等. 我国公共环境政策困境破解研究——以“限塑令”实施遇阻为例［J］. 生态经济， 2018， 34（12）： 227-231.
	Liu S T， Luo W L， Lin L Q， et al. Research on solving the dilemma of china's public environmental policy： taking the implementation of the “plastic restriction order” as an example［J］. Ecological Economy， 2018， 34（12）： 227-231.
21	王洛忠，都梦蝶. 环境政策中的规制机制：基于“限塑令”的制度语法学分析［J］. 中国行政管理， 2020， 35（5）： 79-85.
	Wang L Z， Du M D. Regulation mechanism in environmental policy： an institutional syntax analysis based on “plastic restriction order”［J］. Chinese Public Administration， 2020， 35（5）： 79-85.
22	张越. 欧盟限塑政策：内涵特征与启示［J］. 国际论坛， 2016， 18（6）： 66-71.
	Zhang Y. EU plastic restriction policy： connotation， characteristics and enlightenment［J］.International Forum， 2016， 18（6）： 66-71.
23	邓义祥，王燕萍，张承龙，等.一次性塑料制品的替代管理策略研究［J］.环境科学研究， 2020， 33（8）： 1973-1978.
	Deng Y X， Wang Y P， Zhang C L， et al. Research on alternative management strategies for disposable plastic products［J］. Research of Environmental Sciences， 2020， 33（8）： 1973-1978.
24	Friedman D. Evolutionary games in economics ［J］. Econometrica， 1991， 59（3）： 637-666.
25	Friedman D. On economic applications of evolutionary game theory［J］. Journal of Evolutionary Economics， 1998， 8（1）： 15-43．
26	杜志平，付帅帅，穆东，等.基于4PL的跨境电商物流联盟多方行为博弈研究分析［J］.中国管理科学，2020，28（8）：86-88.
	Du Z P， Fu S S， Mu D， et al. Research and analysis on multiparty behavior game of cross border e-commerce logistics alliance based on 4PL［J］. Chinese Journal of Management Science， 2020， 28（8）：86-88.
27	曹霞，邢泽宇，张路蓬．政府规制下新能源汽车产业发展的演化博弈分析［J］.管理评论， 2018， 29（9）： 82-96.
	Cao X， Xing Z Y， Zhang L P. Evolutionary game analysis of the development of new energy vehicle industry under government regulation［J］. Management Review， 2018， 29（9）： 82-96.

[1]	Zhi Yang. Quadripartite Evolutionary Game of Public Participation in Interactive Transboundary Pollution Control Compensation [J]. Chinese Journal of Management Science, 2024, 32(8): 261-273.
[2]	Xiangyan Sun,Xinchi Qu. Multi-stage Dynamic Evolution of Over-treatment Behavior under Drug-proportion Regulation [J]. Chinese Journal of Management Science, 2024, 32(8): 308-321.
[3]	Zuankuo Liu,Yu Li,Shouwei Li,Kaixuan Di,Changyu Liu,Rongkun Liu. Research on the Third-party Market Cooperation and Stability Strategy Based on the Perspective of Financing Mode [J]. Chinese Journal of Management Science, 2024, 32(8): 36-49.
[4]	Xusheng Yao,Shoufeng Ma,Shunqiang Ye,Shuai Ling. Yield or Go?Evolutionary Game Analysis of Pedestrian and Autonomous Vehicle Conflicts [J]. Chinese Journal of Management Science, 2024, 32(7): 138-149.
[5]	Zhiguo Shao,Mengdi Li,Chuanfeng Han,Lingpeng Meng,Qidi Wu. Simulation and Cooperative Mechanism of Construction Waste Disposal Based on Evolutionary Game [J]. Chinese Journal of Management Science, 2024, 32(7): 324-334.
[6]	Yanru Liang,Jianzhong Xu. Research on Incentive Policy Optimization of Enterprise Ecological Innovation Driving System [J]. Chinese Journal of Management Science, 2024, 32(6): 281-289.
[7]	Lili Ding,Kaixuan Zhang,Lei Wang. How does Public Sentiment Affect Enterprise Emission Reduction in the Industrial Symbiosis Chain? Analysis Based on RDEU Game Model [J]. Chinese Journal of Management Science, 2024, 32(6): 312-322.
[8]	Guochang Fang,Yu He,Lixin Tian. Evolutionary Game Analysis of Government and Enterprises Carbon-reduction under the Driven of Carbon Trading [J]. Chinese Journal of Management Science, 2024, 32(5): 196-206.
[9]	Lili Ding,Zhimeng Guo,Yu Bai,Ping Wang. Impact Analysis of Fairness Preference on Industrial Development of Carbon Capture and Storage (CCS) Projects [J]. Chinese Journal of Management Science, 2024, 32(4): 187-197.
[10]	Fengjiao Chen,Dehai Liu. Evolutionary Path Analysis of Multi-channel Epidemic Information Release of Major Infectious Diseases [J]. Chinese Journal of Management Science, 2024, 32(4): 237-249.
[11]	Dan Zhao,Xiaochen Yan,Heping Wang,Yan Li. Evolutionary Game Analysis of Cooperative Innovation of Automakers under Dual-credit Policy [J]. Chinese Journal of Management Science, 2024, 32(4): 279-292.
[12]	Yi Jing,Liu Cao,Wenqiu Zhang. Four-dimensional Evolutionary Games Analysis for Local Governments Atmospheric Governance Considering Multiple Behavioral Strategies [J]. Chinese Journal of Management Science, 2024, 32(4): 306-314.
[13]	Song Yang,Yancai Zhang,Aifeng Wang. Stability of Food Safety Social Co-governance Evolutionary Game with Multi-agent Participation [J]. Chinese Journal of Management Science, 2024, 32(4): 325-334.
[14]	Pei Zhang,Bing Bai,Ziwei Zhao. Evolutionary Game Study on the Cooperative Behavior of Multi Agents in the World-Class Competitiveness Cluster [J]. Chinese Journal of Management Science, 2024, 32(4): 66-75.
[15]	Rui Sun,Dayi He,Huilin Su. Application of Blockchain Technology to Preventing Supply Chain Finance Based on Evolutionary Game [J]. Chinese Journal of Management Science, 2024, 32(3): 125-134.

The Source Governance of Plastic Pollution Based on Social Co-governance under the New Version of “Plastic Restriction Order”

RichHTML

PDF (PC)

Knowledge

Abstract

Cite this article

share this article

Figures/Tables 21

References 27

Related Articles 15

Metrics

Comments

Recommended 0