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中国管理科学 ›› 2020, Vol. 28 ›› Issue (6): 73-82.doi: 10.16381/j.cnki.issn1003-207x.2020.06.007

• 论文 • 上一篇    下一篇

基于碳减排技术的竞争供应链投资均衡策略研究

王珊珊1,2, 张李浩2,3, 范体军4   

  1. 1. 上海大学管理学院, 上海 200444;
    2. 上海海事大学物流研究中心, 上海 201306;
    3. 复旦大学管理学院, 上海 200433;
    4. 华东理工大学商学院, 上海 200237
  • 收稿日期:2018-04-25 修回日期:2018-09-07 出版日期:2020-06-20 发布日期:2020-06-29
  • 作者简介:张李浩(1990-),男(汉族),安徽六安人,上海海事大学,副教授,复旦大学在站博士后,博士,研究方向:运营与供应链管理、博弈论,E-mail: lhzhang@shmtu.edu.cn.
  • 基金资助:
    国家自然科学基金资助项目(71971137,71601114);中国博士后科学基金项目(2019T120307,2019M 651404);中国科技部邮轮资助项目(2018-473)

Equilibrium Strategies of Carbon Reduction Technology Adoption in Competitive Supply Chains

WANG Shan-shan1,2, ZHANG Li-hao2,3, FAN Ti-jun4   

  1. 1. School of Management, Shanghai University, Shanghai 200444,China;
    2. Logistics Research Center, Shanghai Maritime University, Shanghai 201306,China;
    3. School of Management, Fudan University, Shanghai 200433,China;
    4. School of Business, East China University of Science and Technology, Shanghai 200237,China
  • Received:2018-04-25 Revised:2018-09-07 Online:2020-06-20 Published:2020-06-29

摘要: 本文以两条竞争供应链(每条供应链均包含一个制造商和一个零售商)为研究对象,基于其是否采用碳减排技术,构建了两条供应链均不采用碳减排技术(NN情景)、供应链1采用碳减排技术(AN情景),供应链2采用碳减排技术(NA情景),及两条供应链均采用碳减排技术(AA情景)的收益模型,求解出相应的最优解并探讨了竞争供应链投资碳减排技术的均衡策略。研究发现:当碳税较低时,AA情景是竞争供应链的均衡策略;当碳税适中时,生产成本较高的供应链不采用减排技术,而其竞争供应链将采用减排技术以提升竞争力;当碳税较高时,NN情景是竞争供应链的均衡策略。此外,当供应链间竞争强度较弱时,政府可适当提高碳税标准;当供应链间竞争较为激烈时,政府应降低碳税以引导企业采用碳减排技术。

关键词: 竞争供应链, 碳减排技术, 碳税, Stackelberg博弈, 均衡策略

Abstract: Research source of the problem: Global warming has become a great concern of the international community, and governments have taken measures to reduce greenhouse gas emissions. Most of economists put forward that carbon tax is an effective method to reduce carbon emission, which will significantly affect the manufacturer's production-related decision-makings. Thus, to maximize profitability, it's particularly important for enterprises to choose an optimal strategy.Description of the problem: The decision-making of carbon reduction technology (CRT) adoption is considered in two competitive supply chains, each consisting of one manufacturer selling a homogeneous product to one exclusive retailer. The manufacturer needs to make the decision of CRT by comparing profits in different situations and considering the strategy of competitors. The functionC(ei)=kei2/2 is used to describe the carbon emission reduction cost. Given that the manufacturer decides on wholesale price w and carbon emission reduction rate e, the retailers compete under Nash game and decide on ordering quantity q.Methods model of research: There is a two-stage Stackelberg game where the manufacturer is the leader and the retailer is the follower. Firstly, manufacturer decides the adoption carbon and wholesale price. Then retailer decides its optimal retail price according to the manufacturer's decision. For the all strategies and situations, the players’ optimal decision-variables, revenues and the equilibrium strategies of CRT adoption in competitive supply chains are derived.Problem-solving ideas: Four possible CRT adoption structures are created: Scenarios NN (no CRT adoption), AN (only supply chain 1 adopts CRT), NA (only supply chain 2 adopts CRT) and AA (both adopt CRT). By comparing with profits of different situations, then the manufacturer will decide whether adopts CRT. And based on strategy of the manufacturer, the rival manufacturer will make the optimal strategy to achieve win-win.Research results: It is found that when the carbon tax is low, Scenario AA is the equilibrium strategy for the supply chains. When the carbon tax is moderate, the high unit production cost supply chain forgoes CRT while the other chain adopts CRT to enhance his competitive power. When the carbon tax is high, Scenario NN is the equilibrium strategy. Furthermore, the government could increase carbon tax with weak competition supply chains, while choose abatement of carbon tax to make the supply chains to adopt CRT in a fiercely competitive market.The introduction of case data: The data in the article are referenced with former related papers in a portion. Thus, the results of numerical analysis in this paper can reflect the reality better.Contributions: This paper focuses on not only the carbon tax and carbon emission reduction technology, but also the chain to chain competition. In addition, the research ideas of this paper can provide reference for the related paper about competitive supply chains on carbon tax.

Key words: competitive supply chains, carbon reduction technology, carbon tax, stackelberg game, equilibrium strategies

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