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碳交易下CCER抵消机制对供应链减排与绩效的影响研究

简惠云, 马旭东, 许民利   

  1. 中南大学商学院, 410083
  • 收稿日期:2025-01-26 修回日期:2026-03-12 接受日期:2026-06-05
  • 通讯作者: 许民利
  • 基金资助:
    中国社会科学基金(19BGL099)

Impact of CCER Offset Mechanism on Supply Chain Carbon Abatement and Performs under Carbon Trading

Xu Minli   

  1. , 410083,
  • Received:2025-01-26 Revised:2026-03-12 Accepted:2026-06-05
  • Contact: Minli, Xu

摘要: 以一个由制造商和零售商构成的二级供应链为对象,以碳排放权交易下的最优决策为基准,比较研究了不同CCER抵消基数与比例对供应链减排决策的影响。结果表明,(1)实行基于配额的CCER抵消总会降低碳排放强度、批发价与零售价,并提高供应链各主体利润,但却不一定降低碳排放总量;(2)实行基于排放量的CCER抵消下,仅当市场规模小、减排难度大时,碳排放强度才会降低,但碳排放总量及制造商利润总是增加,而批发价与零售价呈现相同的增加或下降趋势;(3)若实行CCER抵消能降低碳排放强度,则降低幅度是CCER价格的减函数、抵消比例的增函数;否则,CCER价格越便宜、抵消比例越大,碳排放强度增加反而越多。同样地,CCER价格、抵消比例对批发价、零售价及供应链各主体利润的影响也是如此。

关键词: 碳交易, CCER抵消, 供应链, 碳减排, 定价

Abstract: In order to compare and analyze the effects of CCER offset, different offset bases and offset ratios on carbon abatement and price decisions of supply chain, this paper takes a two-level supply chain which consists of a manufacture and a retailer as the research object, and regards the best decisions under the constraint of the Emissions Trading Scheme as benchmark. The results are as follows: (1) the allowance-based CCER offset can not only reduce carbon emissions intensity, wholesale price and retail price, but also improve profit of each supply chain member, but not always reduce total carbon emissions; (2) only when the market scale is small and emissions abatement difficulty is great, can carbon emissions intensity be reduced under the emissions-based CCER offset, but the manufacture’s profit and total carbon emissions are always improved, and the retail price present the same changing trend as wholesale price; (3) if the CCER offset can reduce carbon emissions intensity, the descent degree is the subtracting function of CCER price as well as the increasing function of the upper limit of CCER offset ratio; if not, the lower the CCER price is, the larger is the ascent degree; and the higher the CCER offset ratio is, the larger is the ascent degree. The effects of CCER price and CCER offset ratio on wholesale price, retail price and profit of each supply chain member is in the same way.

Key words: carbon trading, the CCER offset, supply chain, carbon abatement, pricing