环境规制与城市绿色技术创新：影响机制与空间效应

doi:10.16381/j.cnki.issn1003-207x.2022.0642

Abstract

Abstract: How to achieve high-quality development with low carbon emission, one of the most important challenges for environmental regulation (ER) design, has attracted increasing attention from researchers and policymakers. On the basis of scientifically measuring the stringency of ER and the green technological innovation, the panel data of 274 cities at the prefecture level and above from 2005 to 2020 are used to examine the impact of ER on green technological progress and its mechanisms from the perspectives of heterogeneous effects and spatial spillovers.

Key words: environmental regulation; green technological innovation; impact mechanism; spatial spillover effects

CLC Number:

F062.2

OUYANG Xiao-ling, ZHANG Jun-hao, DU Gang. Environmental Regulation and Green Technological Innovation: Impact Mechanism Analysis and Spatial Spillover Effects[J]. Chinese Journal of Management Science, 2022, 30(12): 141-151.

References

［1］ Acemoglu D, Akcigit U, Hanley D, et al. Transition to clean technology［J］. Journal of Political Economy, 2016, 124(1): 52-104.
［2］ Kneller R, Manderson E. Environmental regulations and innovation activity in UK manufacturing industries［J］. Resource and Energy Economics, 2012, 34(2): 211-235.
［3］ Porter M, Linde C. Towards a new conception of the environment-competitiveness relationship［J］. Journal of Economic Perspectives, 1995, 4(4): 97-118.
［4］ Jaffe A, Palmer K. Environmental regulation and innovation: a panel data study［J］. Review of Economics and Statistics, 1997, 79(4): 610-619.
［5］ Du Kerui, Li Pengzhen, Yan Zheming. Do green technology innovations contribute to carbon dioxide emission reduction? Empirical evidence from patent data［J］. Technological Forecasting and Social Change, 2019, 146: 297-303.
［6］ Aghion P, Dechezleprêtre A, Hemous D, et al. Carbon taxes, path dependency, and directed technical change: Evidence from the auto industry［J］. Journal of Political Economy, 2016, 124(1): 1-51.
［7］ Jin Wei. Path dependence, self-fulfilling expectations, and carbon lock-in［J］. Resource and Energy Economics, 2021, 66: 101263.
［8］ Brawn E, Wield D. Regulation as a means for the social control of technology［J］. Technology Analysis & Strategic Management, 1994, 6(3): 78-99.
［9］齐绍洲, 林屾, 崔静波. 环境权益交易市场能否诱发绿色创新？——基于我国上市公司绿色专利数据的证据［J］. 经济研究, 2018, 53(12): 129-143.Qi Shaozhou, Lin Shen, Cui Jingbo. Do environmental rights trading schemes induce green innovation? Evidence from listed firms in China［J］. Economic Research Journal,2018,53(12):129-143.
［10］ Magat W. Pollution control and technological advance: A dynamic model of the firm［J］. Journal of Environmental Economics and Management, 1978, 5(1): 1-25.
［11］ Cecere G, Corrocher N, Gossart C, et al. Lock-in and path dependence: an evolutionary approach to eco-innovations［J］. Journal of Evolutionary Economics, 2014, 24(5): 1037-1065.
［12］万攀兵, 杨冕, 陈林. 环境技术标准何以影响中国制造业绿色转型——基于技术改造的视角［J］. 中国工业经济, 2021(9): 118-136.Wan Panbing, Yang Mian, Chen Lin. How do environmental technology standards affect the green transition of China’s manufacturing industry — A perspective from technological transformation［J］. China Industrial Economics, 2021(9): 118-136.
［13］ Acemoglu D, Aghion P, Bursztyn L, et al. The environment and directed technical change［J］. American Economic Review, 2012, 102(1): 131-66.
［14］ Zhu Junming, Fan Yichun, Deng Xinghua, et al. Low-carbon innovation induced by emissions trading in China［J］. Nature communications, 2019, 10(1): 1-8.
［15］胡珺, 黄楠, 沈洪涛. 市场激励型环境规制可以推动企业技术创新吗？——基于中国碳排放权交易机制的自然实验［J］. 金融研究, 2020(1): 171-189.Hu Jun, Huang Nan, Shen Hongtao. Can market incentive environmental regulation promote corporate innovation? —A natural experiment based on China’s carbon emissions trading mechanism［J］. Journal of Financial Research, 2020(1): 171-189.
［16］纪建悦, 许瑶, 张懿. 民间投资视角下环境规制对绿色全要素生产率的影响研究［J］. 中国管理科学, 2022, 30(3): 1-13.Ji Jianyue, Xu Yao, Zhang Yi. Study on relationship between environmental regulation and green total factor productivity from the perspective of private investment［J］. Chinese Journal of Management Science, 2022,30(3): 1-13.
［17］陶锋，赵锦瑜，周浩. 环境规制实现了绿色技术创新的“增量提质”吗——来自环保目标责任制的证据［J］. 中国工业经济，2021(2)：136-154.Tao Feng, Zhao Jinyu, Zhou Hao. Does environmental regulation improve the quantity and quality of green innovation—Evidence from the target responsibility system of environmental protection［J］. China Industrial Economics, 2021(2): 136-154.
［18］王班班, 齐绍洲. 市场型和命令型政策工具的节能减排技术创新效应——基于中国工业行业专利数据的实证［J］. 中国工业经济, 2016(6): 91-108.Wang Banban, Qi Shaozhou. The effect of market-oriented and command-and-control policy tools on emissions reduction innovation — An empirical analysis based on China’s industrial patents data［J］. China Industrial Economics, 2016(6): 91-108.
［19］王分棉，贺佳，孙宛霖. 命令型环境规制、ISO 14001认证与企业绿色创新——基于《环境空气质量标准(2012)》的准自然实验［J］. 中国软科学，2021(9)：105-118.Wang Fengmian, He Jia, Sun Wanlin. Mandatory environmental regulation, ISO 14001 certification and green innovation: A quasi-natural experiment based on Chinese Ambient Air Quality Standards 2012［J］. China Soft Science, 2021(9): 105-118.
［20］ Blackman A, Lahiri B, Pizer W, et al. Voluntary environmental regulation in developing countries: Mexico’s Clean Industry Program［J］. Journal of Environmental Economics and Management, 2010, 60(3): 182-192.
［21］徐佳，崔静波. 低碳城市和企业绿色技术创新［J］. 中国工业经济，2020(12)：178-196.Xu Jia, Cui Jingbo. Low-Carbon cities and firms’ green technological innovation［J］. China Industrial Economics, 2020(12): 178-196.
［22］廖文龙, 董新凯, 翁鸣, 等. 市场型环境规制的经济效应：碳排放交易、绿色创新与绿色经济增长［J］. 中国软科学，2020(6)：159-173.Liao Wenlong, Dong Xinkai, Weng Ming, et al. Economic effect of market-oriented environmental regulation: Carbon emission trading, green innovation and green economic growth［J］. China Soft Science, 2020(6): 159-173.
［23］李青原, 肖泽华. 异质性环境规制工具与企业绿色创新激励——来自上市企业绿色专利的证据［J］. 经济研究, 2020(9): 192-208.Li Qingyuan, Xiao Zehua. Heterogeneous environmental regulation tools and green innovation incentives: Evidence from green patents of listed companies［J］. Economic Research Journal, 2020(9): 192-208.
［24］ Franco C, Marin G. The effect of within-sector, upstream and downstream environmental taxes on innovation and productivity［J］. Environmental and Resource Economics, 2015, 66(2): 261-291.
［25］杨艳芳, 程翔. 环境规制工具对企业绿色创新的影响研究［J］.中国软科学,2021(S1):247-252.Yang Yanfang, Cheng Xiang. Research on green innovation impact of environmental regulation instruments［J］. China Soft Science, 2021(S1): 247-252.
［26］邓玉萍, 王伦, 周文杰. 环境规制促进了绿色创新能力吗?——来自中国的经验证据［J］. 统计研究, 2021, 38(7): 76-86.Deng Yuping, Wang Lun, Zhou Wenjie. Does environmental regulation promote green innovation capability? —Evidence from China［J］. Statistical Research, 2021, 38(7): 76-86.
［27］ Qiu Larry Dongxiao, Zhou Mohan, Wei Xu. Regulation, innovation, and firm selection: The porter hypothesis under monopolistic competition［J］. Journal of Environmental Economics and Management, 2018, 92: 638-658.
［28］ Lv Chengchao, Shao Changhua, Lee C. Green technology innovation and financial development: Do environmental regulation and innovation output matter?［J］. Energy Economics, 2021, 98: 105237.
［29］董直庆，王辉. 环境规制的“本地—邻地”绿色技术进步效应［J］. 中国工业经济，2019(1)：100-118.Dong Zhiqing, Wang Hui. Local-Neighborhood effect of green technology of environmental regulation［J］. China Industrial Economics,2019(1):100-118.

[1]	CHEN Qiu-ping, PAN Yue, XIAO Jin-li. Promotion Incentive, Regional Favoritism and Environmental Performance: Evidence from the Listed Firms in China [J]. Chinese Journal of Management Science, 2019, 27(8): 47-56.
[2]	WU Xiao-li. On the Dynamic Effect of Environmental Protection Technology,Energy Saving and Emissions Reduction Policy on Ecological Environmental Quality and Transmission Mechanism: Simulation Analysis Based on Three-sector DSGE Model [J]. Chinese Journal of Management Science, 2017, 25(12): 88-98.
[3]	QU Wei-hua, YAN Zhi-jun. The Influence of Environmental Pollution, Economic Growth and Healthcare Services to Public Health Based on China's Provincial Panel Data [J]. Chinese Journal of Management Science, 2015, 23(7): 166-176.

Environmental Regulation and Green Technological Innovation: Impact Mechanism Analysis and Spatial Spillover Effects

PDF (PC)

Knowledge

Abstract

Cite this article

share this article

References

Related Articles 3

Metrics

Comments

Recommended 0