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中国管理科学 ›› 2019, Vol. 27 ›› Issue (7): 94-105.doi: 10.16381/j.cnki.issn1003-207x.2019.07.009

• 论文 • 上一篇    下一篇

碳税政策下制造商竞争的供应链定价策略和社会福利研究

周艳菊1, 胡凤英1, 周正龙2   

  1. 1. 中南大学商学院, 湖南 长沙 410083;
    2. 华中师范大学信息管理学院, 湖北 武汉 430079
  • 收稿日期:2017-07-03 修回日期:2018-04-09 出版日期:2019-07-20 发布日期:2019-08-01
  • 通讯作者: 胡凤英(1989-),女(汉族),湖北黄冈人,中南大学商学院,博士研究生,研究方向:供应链管理与决策分析,E-mail:hfy_whut@163.com. E-mail:hfy_whut@163.com
  • 基金资助:
    国家自然科学基金重点资助项目(71431006,71631008);国家自然科学基金面上资助项目(71471178);中国博士后基金面上资助项目(2019M652682);中央高校基本科研业务费专项资金资助项目(2017zzts050,CCNU18XJ026)

Pricing Strategy and Social Welfare in Supply Chain with Competing Manufacturers Based on Carbon Tax Policy

ZHOU Yan-ju1, HU Feng-ying1, ZHOU Zheng-long2   

  1. 1. School of Business, Central South University, Changsha 410083, China;
    2. School of Information Management, Central China Normal University, Wuhan 430079, China
  • Received:2017-07-03 Revised:2018-04-09 Online:2019-07-20 Published:2019-08-01

摘要: 本文在考虑消费者环境意识下,探讨了制造商竞争情形下基于碳税政策的供应链成员定价策略和社会福利问题。研究表明,碳税政策的实施均会使得普通产品和低碳产品的批发价格和零售价格上升,且普通产品的价格变化总是较低碳产品更加明显;实施碳税政策前后,清洁型制造商面临的产品需求和利润变化总是较普通制造商更具有相对优势;制造商竞争有利于碳税政策引导制造商降低单位产品的碳排放量,实现绿色转型;碳税政策下,不论是清洁型制造商还是普通制造商,他们降低自身产品的单位碳排放量对提升自身产品在需求上的优势或减少自身产品在需求上的劣势都是有益的。当制造商之间的竞争性较小时,实施最优的碳税政策可以显著改善社会福利;特别是当消费者环境意识水平较低时,实施最优的碳税政策更为必要。当制造商之间的竞争强度较大时,不论消费者环境意识高低,直观税率值1可以作为一个近似最优的碳税政策,用以改善社会福利。

关键词: 碳税政策, 制造商竞争, 消费者环境意识, 定价策略, 社会福利

Abstract: In recent years, global warming and greenhouse effect have received increasing attention. Countries have also put forward corresponding regulations and policies to curb carbon emissions. Carbon tax, as one of the important policy tools for controlling carbon emissions, is widely adopted by many countries and local governments. Meanwhile, the environmental awareness of consumers is also increasing. Therefore, the optimal carbon tax policy is formulated based on the government's goal of maximizing social welfare, and the pricing decisions of companies under the carbon tax and increasingly rising consumer environmental awareness, which is of great practical significance for enterprises and policy makers. Due to the fact that the manufacturers are in the complete monopoly situation is relatively rare, they are generally faced with fierce competition in the market, such as electronic and electrical industry. Thus, this research will be conducted in the situation with two competing manufacturers. Specifically, a two-level supply chain consisting of two manufacturers and one retailer is taken as the research object and a three-stage Stackelberg game model with government participation is built. The Stackelberg game model consists of three stages. First, the government decides the carbon tax rate; then the manufacturers decide the wholesale price of their own products; finally the retailer decides the selling price of each product. The problem is solved by the backward induction. The study results show that:(1) when the carbon tax policy is imposed, the wholesale and retail prices of both ordinary product and low-carbon product will rise, and the rising trend of price in ordinary product is more obvious than that in low-carbon product. Compared with the scenario with no carbon tax policy, in the scenario with carbon tax, low-carbon manufacturer has a comparative advantage over ordinary manufacturer in product demand and profit changes. (2) Competition between manufacturers is conducive to carbon tax policy to guide manufacturers to reduce carbon emissions per unit of product and achieve green transformation. In the industry with competing manufacturers, it's beneficial for both low-carbon manufacturer and ordinary manufacturer to reduce their respective carbon emissions per unit of product. (3) When the competition between manufacturers is not intensive, the implementation of optimal carbon tax policy can significantly improve social welfare; especially when the consumer environmental awareness is low, the implementation of optimal carbon tax policy is more necessary. (4) When the competitiveness between manufacturers is large, the intuitive tax rate of 1 can be regarded as an approximate optimal carbon tax policy to improve the social welfare, regardless of the consumer environmental awareness. In this paper, the issues about the formulation of government's carbon tax policy and the adjustment of the firms' operational decisions in scenario with competing manufacturers are answered. Further, the relevant research is enriched under the conditions with manufacturers' competition, which can provide a basic research framework and idea for low-carbon supply chain that considers upstream competition.

Key words: carbon tax policy, manufacturers' competition, consumer environmental awareness, pricing strategy, social welfare

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