In data envelopment analysis (DEA), the cross-efficiency evaluation is an effective method for ranking decision making units (DMUs), which is performed with peer-evaluation and self-evaluation. From different points of view, various secondary goals have been proposed such as the aggressive model and the benevolent model. Yet different secondary goal models lead to different cross-efficiency evaluation. In this paper, the cooperative game theory is used to choose the secondary goal model between the targeted aggressive model and the targeted benevolent model and then evaluate all DMUs. Specifically, it is assumed that a cooperative game is developed among all DMUs. Given a coalition of some DMUs, a DMU in this coalition will make the best appraisal of each DMU in the same coalition based on the targeted benevolent model, and choose the targeted aggressive model to evaluate the other DMUs which do not belong to the coalition. Further, each DMU is evaluated with its Shapley value in the cooperative game. Finally, an example is presented to show that the proposed method can make full use of the minimum cross-efficiency and the maximum cross-efficiency and it is a comprehensive, fair and reasonable ranking method.
LIU Wen-li, WANG Ying-ming, LV Shu-long
. Ranking Decision Making Units Based on Cross-efficiency and Cooperative Game[J]. Chinese Journal of Management Science, 2018
, 26(4)
: 163
-170
.
DOI: 10.16381/j.cnki.issn1003-207x.2018.04.018
[1] Charnes A, Cooper W W, Rhodes E. Measuring efficiency of decision making units[J]. European Journal of Operational Research, 1978, 2(6):429-444.
[2] Sexton T S, Silkman R H, Hogan A J. Data envelopment analysis:Critique and extensions[J]. New Directions for Program Evaluation, 1986, 1986(32):73-105.
[3] Oral M, Kettani O, Lang P. A methodology for collective evaluation and selection of industrial R&D projects[J]. Management Science, 1991, 37(7):871-885.
[4] Shang J, Sueyoshi T. A unified framework for the selection of flexible manufacturing system[J]. European Journal of Operational Research, 1995, 85(2):297-315.
[5] Wu Jie, Liang Liang, Chen Yao. DEA game cross-efficiency approach to Olympic rankings[J]. Omega, 2009, 37(4):909-918.
[6] Doyle J, Green R. Efficiency and cross efficiency in DEA:Derivations, meaning and the uses[J]. The Journal of the Operational Research Society, 1994, 45(5):567-578.
[7] Doyle J, Green R. Cross-evaluation in DEA:Improving discrimination among DMUs[J]. INFOR:Information Systems and Operational, 1995, 33(3):205-222.
[8] Liang Liang, Wu Jie, Cook W D, et al. Alternative secondary goals in DEA cross-efficiency evaluation[J]. International Journal of Production Economics, 2008, 113(2):1025-1030.
[9] Liang Liang, Wu Jie, Cook W D, et al. The DEA game cross efficiency model and its Nash Equilibrium[J]. Operations Research, 2008, 56(5):1278-1288.
[10] Wang Yingming, Chin K S. A neutral DEA model for cross-efficiency evaluation and its extension[J]. Expert Systems with Applications, 2010, 37(5):3666-3675.
[11] 李春好, 苏航, 佟轶杰, 孙永河基于理想决策单元参照求解策略的DEA交叉效率评价模型[J]. 中国管理科学, 2015, 23(2):116-122.
[12] Wang Yingming, Chin K S. The use of OWA operator weights for cross-efficiency aggrega-tion[J]. Omega:2011, 39(5):493-503.
[13] Yager R R. On ordered weighted averaging aggregation operators in multicriteria decision making[J]. IEEE Transactions on Systems Man and Cybernetics, 1988, 18(1):183-190.
[14] Yang Feng, Ang Sheng, Xia Qiong, et al. Ranking DMUs by using interval DEA cross efficiency matrix with acceptability analysis[J]. European Journal of Operatio-nal Research, 2012, 223(2):483-488.
[15] Lahdelma R, Salminen P. SMAA-2:Stochastic multicriteria acceptability analysis for group decision making[J]. Operations Research, 2001, 49(3):444-454.
[16] 吴杰, 梁樑, 查迎春. 基于核子解的最终交叉效率权系数确定方法[J]. 系统工程理论与实践, 2008, 28(5):92-97.
[17] Wu Jie, Sun Jiasen, Liang Liang, et al. Determination of weights for ultimate cross efficiency using Shannon entropy[J]. Expert Systems with Applications, 2011, 38(5):5162-5165.
[18] Wang Yingming, Wang S. Approaches to determining the relative importance weights for cross-efficiency aggregation in data envelopment analysis[J]. Journal of the Operational Research Society, 2013, 64(1):60-69.
[19] 张启平, 刘业政, 姜元春. 决策单元交叉效率的自适应群评价方法[J]. 中国管理科学, 2014, 22(11):62-71.
[20] Shapley LS. A value for n-person games[M]//Kuhn H W, Tucker A W. Contributions to the Theory of Games, Princeton University Press, Princeton, NJ, 1953.
[21] Wong Y H, Beasley J E. Restricting weight flexibility in Data Envelopment Analysis[J]. Journal of the Operational Research Society, 1990, 41(9):829-835.