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中国管理科学 ›› 2021, Vol. 29 ›› Issue (11): 55-67.doi: 10.16381/j.cnki.issn1003-207x.2019.0481

• 论文 • 上一篇    

政府奖惩机制下药品安全质量监管三方演化博弈及仿真分析

朱立龙1, 荣俊美2, 张思意1   

  1. 1.山东师范大学商学院,山东 济南250014; 2.同济大学经济与管理学院,上海200092
  • 收稿日期:2019-04-09 修回日期:2019-07-10 发布日期:2021-11-22
  • 通讯作者: 荣俊美(1993-),女(汉族),山东淄博人,同济大学管理科学与工程专业,博士研究生, 研究方向:科技创新治理与质量管理,Email: junmeirong@163.com. E-mail:junmeirong@163.com
  • 基金资助:
    国家社会科学基金资助一般项目(20BGL272);国家社会科学基金资助重大项目(21ZDA024)

Three-party Evolutionary Game and Simulation Analysis of Drug Quality Supervision under the Government Reward and Punishment Mechanism

ZHU Li-long1, RONG Jun-mei2, Zhang Si-yi1   

  1. 1. School of Business, Shandong Normal University, Ji’nan 250014, China;2. School of Economics and Management, Tongji University, Shanghai 200092, China
  • Received:2019-04-09 Revised:2019-07-10 Published:2021-11-22
  • Contact: 荣俊美 E-mail:junmeirong@163.com

摘要: 药品安全关乎人民群众生命健康、经济发展、社会稳定和国家安全,一直以来都是政府和全社会关注的热点问题之一。但是,近年来频发的各类药品安全事件,揭露了政府监管缺失、药品检测机制不完善、公众投诉失效等诸多问题。本文考虑了药品检测中存在寻租现象,构建了药品生产企业、第三方药品检测机构和政府监管部门之间的三方演化博弈模型,分析了各参与方策略选择的演化稳定性,探讨了各要素对三方策略选择的影响关系,进一步分析了三方博弈系统中均衡点的稳定性。研究结果表明:1)政府增强奖励、惩罚力度均有助于促进企业生产高药效药品、第三方药品检测机构拒绝寻租的规范行为,但是增大奖励力度将不利于政府自身履行监管职责;2)政府设定合理的奖惩机制必须符合对各方的奖惩之和大于其投机收益的条件,才能保障演化稳定市场环境下的药品安全;3)上级政府对监管部门失职的问责对增强企业生产高药效药品的稳健性具有重要意义;4)提升企业的药品销售收益、增加企业寻租成本也是避免企业生产低药效药品的有效途径。最后,利用Matlab 2020b进行了仿真分析,为政府完善药品监管机制提出了对策与建议。

关键词: 药品安全;质量监管;寻租行为;三方演化博弈;仿真分析

Abstract: Drug safety concerns the people’s life and health, economic development, social stability and national security. It has always been one of the hot issues that the government and the whole society are focusing on. However, in recent years, various drug safety incidents have been frequently reported, which have revealed many problems such as the lacking of government supervision, imperfect drug testing mechanisms. In recent years, the rapid development of third-party drug testing institutions has not only supplemented government supervision, but also provided technical support for pharmaceutical manufacturers. However, driven by interests, there are phenomena of rent-seeking in drug testing between pharmaceutical manufacturing enterprises and the third-party testing agencies. In order to study how to improve the drug quality supervision mechanism to ensure the quality of drugs and avoid rent-seeking in the process of drug testing, a three-party evolutionary game model among drug manufacturers, third-party drug testing institutions and government regulatory agencies has been constructed. Based on the three-party evolutionary game theory, the evolutionary stability of each participant's strategy choices has been analyzed, the influence of each factor on the choice of three-party strategy has been discussed, and the stability of the equilibrium points in the three-party game system has been further analyzed using Jacobian matrix and Lyapunov’s indirect method. The main results show that: 1) increased incentives and penalties by the government will help enterprises to produce high-efficiency drugs and third-party drug testing institutions to refuse to seek rent, but, increased incentives will not be conducive to the government's own performance of regulatory responsibilities; 2) in order to guarantee the safety of drugs in an evolutionarily stable market environment, the government should set reasonable reward and punishment mechanisms in line with the conditions that the sum of the rewards and punishments of each party is greater than its speculative income, that is the condition that the system has only one evolutionary stable equilibrium point; 3) the accountability of the superior government for the dereliction of duty of the regulatory authorities is of great significance to enhance the stability of enterprises in producing high-efficiency drugs; 4) enhancing the company’s drug sales revenue and increasing the company’s rent-seeking cost are also effective ways to avoid enterprises producing low-efficiency drugs. In addition, the parameters are assigned to numerical values based on the conditions of the evolutionary stability strategies which obtained by the model analysis and combined with the reality. The influence of each element on the evolution of each party’s strategy and the stability of the game system under different conditions has been simulated using the Matlab 2020b software. The simulation analysis verifies the correctness of the model analysis and the effectiveness of the countermeasures and suggestions for improving the government supervision mechanism. In short, this paper puts forward a variety of measures to ensure the stable production of high-effective drugs in enterprises and to eliminate rent-seeking, which is conducive to improving the government’s regulatory strategy to ensure patients’ medication safety.

Key words: drug safety; quality supervision; rent-seeking behavior; three-party evolution game; simulation analysis

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