碳排放约束下供应链的碳交易模型研究

doi:10.16381/j.cnki.issn1003-207x.2016.04.007

中国管理科学 ›› 2016, Vol. 24 ›› Issue (4): 54-62.doi: 10.16381/j.cnki.issn1003-207x.2016.04.007

碳排放约束下供应链的碳交易模型研究

李剑^1,2,3, 苏秦^1,2,3, 马俐^1,2,3

1. 西安交通大学管理学院, 陕西西安 710049;
2. 机械制造系统工程国家重点实验室, 陕西西安 710049;
3. 过程控制与效率工程教育部重点实验室, 陕西西安 710049

收稿日期:2014-07-07 修回日期:2015-05-11 出版日期:2016-04-20 发布日期:2016-04-29
通讯作者: 李剑(1986-),男(汉族),陕西宝鸡人,西安交通大学管理学院博士研究生,研究方向:低碳供应链管理,E-mail:ljcxwxz@stu.xjtu.edu.cn. E-mail:ljcxwxz@stu.xjtu.edu.cn
基金资助:
国家自然科学基金重大项目(71390330);国家自然科学基金面上项目(71371151);教育部人文社科基金(13YJA630078)

The Research of Carbon Trading Model on Supply Chain under Carbon Emission Constraints

LI Jian^1,2,3, SU Qin^1,2,3, MA Li^1,2,3

1. School of Management, Xi'an Jiantong University, Xi'an 710049, China;
2. State Key Laboratory for Manufacturing Systems Engineering, Xi'an 710049, China;
3. The MOE Key Lab for Process Control &Efficiency Engineering, Xi'an 710049, China

Received:2014-07-07 Revised:2015-05-11 Online:2016-04-20 Published:2016-04-29

摘要/Abstract

摘要： 基于EOQ模型,假设碳交易市场中存在一个零售商和一个供应商,并以该两级供应链为研究对象,建立包含减排投资在内的碳交易模型,严格限定企业碳配额上下限,对不同碳配额下企业之间碳交易情况进行分析讨论。研究表明,控制碳配额在企业碳排放最优和成本最优时的碳排放区间内时,可以有效促进企业投资减排,在一定的碳交易价格之下,上下游企业碳配额余量乘积为负是保证碳交易政策实施的基本条件,而碳价格并不影响供应链成本和碳排放。通过算例进一步分析了不同交易价格对零售商和供应商的影响,最后在碳配额范围内得到了最优碳配额和交易价格。

关键词: 经济订货批量, 供应链, 碳配额, 碳交易

Abstract: Based on EOQ model, one retailer and one supplier in carbon market are assumed, this two-stage supply chain is taken for object, and carbon trading model is built including investment for reducing emissions, and carbon trading situation is discussed between enterprises under strict carbon cap. The results show that when cap distributes between optimal emissions and emissions of optimal cost for enterprise, cap can promote enterprise to invest for reducing emission; that the product of left cap for upstream and downstream enterprise is negative is the basic condition for carbon trading policy's carrying under the reasonable trading price, but the price doesn't influence supply chain's emissions and cost. Furthermore, an analysis about trading price's influence on retailer and supplier is made, and optimal cap and price under reasonable cap are gotten.

Key words: EOQ, supply chain, carbon cap, carbon trading

中图分类号:

F224.32

李剑, 苏秦, 马俐. 碳排放约束下供应链的碳交易模型研究[J]. 中国管理科学, 2016, 24(4): 54-62.

LI Jian, SU Qin, MA Li. The Research of Carbon Trading Model on Supply Chain under Carbon Emission Constraints[J]. Chinese Journal of Management Science, 2016, 24(4): 54-62.

参考文献

[1] 谢鑫鹏. 考虑碳规制及交易的供应链企业生产及减排决策机制研究. 天津:天津大学, 2013.

[2] Keskin N, Plambeck E. Greenhouse gas emissions accounting: allocating emissions from processes to co-products[J]. Available at SSRNelibrary,2011:1-35.

[3] Stern N. The economics of climate change[J].The American Economic Review, 2008, 92(2): 1-37.

[4] Drake D F, Kleindorfer P R, Wassenhove L N V. Technology choice and capacity portfolios under emissions regulation[J].Production and Options Management,Early,View,2015.

[5] Toptal A, ÖzlüH, Konu D. Joint decisions on inventory replenishment and emission reduction investment under different emission regulations [J].International Journal of Production Research, 2014, 52(1):243-269.

[6] 中国碳排放交易网.中国七大碳交易试点累计成交额近13亿..http://www.tanpaifang.com/tanjiaoyi/2015/0410/43745.html.

[7] Du Shaofu, Zhu Lili, Liang Liang, et al. Emission-dependent supply chain and environment-policy-making in the 'cap-and-trade' system[J]. Energy Policy, 2013, 57: 61-67.

[8] Chaabane A, Ramudhin A, Paquet M. Design of sustainable supply chains under the emission trading scheme[J]. International Journal of Production Economics, 2012, 135(1): 37-49.

[9] Choi T M. Carbon footprint tax on fashion supply chain systems[J]. The International Journal of Advanced Manufacturing Technology, 2013, 68(1): 835-847.

[10] Li Shoude, Gu Mengdi. The effect of emission permit trading with banking on firm's production-inventory strategies[J]. International Journal of Production Economics, 2012, 137(2): 304-308.

[11] 李剑,苏秦.考虑碳税政策对供应链决策的影响研究[J].软科学,2015,29(3):52-58

[12] Hua Guowei, Cheng T C E, Wang Shouyang. Managing carbon footprints in inventory management[J]. International Journal of Production Economics, 2011, 132(2): 178-185.

[13] Benjaafar S, Li Yanzhi, Daskin M. Carbon footprint and the management of supply chains: Insights from simple models [J]. IEEE Transactions on Automation Science and Engineering, 2013, 10(1):99-116.

[14] Chen Xi, Benjaafar S, Elomri A. The carbon-constrained EOQ[J]. Operations Research Letters, 2013, 41(2): 172-179.

[15] Dong Ciwei, Shen Bin, Chow P S, et al. Sustainability investment under cap-and-trade regulation[J]. Annals of Operations Research, 2014: 1-23.

[16] Jaber M Y, Glock C H, Saadany A M A E. Supply chain coordination with emissions reduction incentives[J]. International Journal of Production Research, 2013, 51(1): 69-82.

[17] Zanoni S, Mazzoldi L, Jaber M Y. Vendor-managed inventory with consignment stock agreement for single vendor-single buyer under the emission-trading scheme[J]. International Journal of Production Research, 2014, 52(1): 20-31.

[18] Subramanian R, Gupta S, Talbot B. Compliance strategies under permits for emissions[J]. Production and Operations Management, 2007, 16(6): 763-779.

[19] 谢鑫鹏, 赵道致. 低碳供应链企业减排合作策略研究[J].管理科学, 2013, 26(3): 108-119.

[20] 赵道致, 吕金鑫. 考虑碳排放权限制与交易的供应链整体低碳化策略[J]. 工业工程与管理, 2013, 17(5): 65-71.

[21] 骆瑞玲,范体军,夏海洋.碳排放交易政策下供应链碳减排技术投资的博弈分析[J].中国管理科学,2014,22(11):44-53.

碳排放约束下供应链的碳交易模型研究

The Research of Carbon Trading Model on Supply Chain under Carbon Emission Constraints

PDF (PC)

可视化

被引次数

摘要/Abstract

引用本文

使用本文

参考文献

相关文章 15

Metrics

本文评价

推荐阅读 10

[1]	曹晓宁, 王永明, 薛方红, 刘晓冰. 供应商保鲜努力的生鲜农产品双渠道供应链协调决策研究[J]. 中国管理科学, 2021, 29(3): 109-118.
[2]	叶同, 关志民, 张大儒, 曲优. Nash讨价还价公平关切下基于低碳商誉的供应链联合减排与广告的动态优化与协调[J]. 中国管理科学, 2021, 29(3): 119-132.
[3]	令狐大智, 武新丽, 叶飞. 考虑双重异质性的碳配额分配及交易机制研究[J]. 中国管理科学, 2021, 29(3): 176-187.
[4]	杨锋, 许凤妹. 灰色市场环境下的服务策略研究[J]. 中国管理科学, 2021, 29(2): 9-18.
[5]	丁龙, 胡斌, 常珊, 石纯来. 基于灰色市场可追溯的RFID技术策略与窜货行为的博弈研究[J]. 中国管理科学, 2021, 29(2): 78-88.
[6]	叶欣, 周艳菊. 考虑商誉的双渠道供应链动态定价与联合减排策略[J]. 中国管理科学, 2021, 29(2): 117-128.
[7]	刁心薇, 曾珍香, 孙丞. 混合碳政策下两产品供应链的协同研究[J]. 中国管理科学, 2021, 29(2): 149-159.
[8]	廖诺, 卢晨, 贺勇. 碳交易政策下节能服务公司参与供应链合作减排策略研究[J]. 中国管理科学, 2021, 29(2): 160-167.
[9]	张桂涛, 王广钦, 赵欣语, 刘阳. 碳配额交易体系下闭环供应链网络的生产与碳交易策略研究[J]. 中国管理科学, 2021, 29(1): 97-108.
[10]	孙梅, 张敏新, 李广水. “农户+餐饮企业”有机农产品供应链模式构建研究[J]. 中国管理科学, 2020, 28(9): 98-105.
[11]	李治, 孙锐, 王伟, 袁圆. 采用监督信号的供应链内部知识转移激励机制[J]. 中国管理科学, 2020, 28(9): 106-114.
[12]	邢鹏, 何天润. 三种运营模式下O2O外卖服务供应链质量努力策略研究[J]. 中国管理科学, 2020, 28(9): 115-126.
[13]	桑圣举, 张强. 基于不确定理论的绿色供应链最优决策研究[J]. 中国管理科学, 2020, 28(9): 127-136.
[14]	孙自来, 王旭坪, 詹红鑫, 阮俊虎. 不同权力结构下制造商双渠道供应链的博弈分析[J]. 中国管理科学, 2020, 28(9): 154-163.
[15]	曹兵兵, 樊治平, 尤天慧, 刘春怡. 基于提前支付且考虑银行存贷的资金约束供应链最优定价决策[J]. 中国管理科学, 2020, 28(8): 52-64.