环境规制与城市绿色技术创新：影响机制与空间效应

doi:10.16381/j.cnki.issn1003-207x.2022.0642

中国管理科学 ›› 2022, Vol. 30 ›› Issue (12): 141-151.doi: 10.16381/j.cnki.issn1003-207x.2022.0642

• 论文 • 上一篇

环境规制与城市绿色技术创新：影响机制与空间效应

欧阳晓灵, 张骏豪, 杜刚

华东师范大学经济与管理学部，上海200062

收稿日期:2021-07-31 修回日期:2022-04-06 发布日期:2023-01-10
通讯作者: 杜刚(1978-)，男(汉族)，安徽宿州人，华东师范大学经济与管理学部，教授、博士生导师，研究方向：可持续运营管理，Email:gdu@dbm.ecnu.edu.cn. E-mail:gdu@dbm.ecnu.edu.cn
基金资助:
国家自然科学基金资助面上项目(71772065；72072056)；上海市科研计划项目(22692110000)；中央高校基本科研业务费资助项目(2021ECNU-YYJ026)，中央高校基本科研业务费项目华东师范大学人文社会科学青年跨学科创新团队项目(2021QKT007)

Environmental Regulation and Green Technological Innovation: Impact Mechanism Analysis and Spatial Spillover Effects

OUYANG Xiao-ling, ZHANG Jun-hao, DU Gang

Faculty of Economics and Management, East China Normal University, Shanghai 200062, China

Received:2021-07-31 Revised:2022-04-06 Published:2023-01-10
Contact: 杜刚 E-mail:gdu@dbm.ecnu.edu.cn

摘要/Abstract

摘要： 环境规制的绿色技术创新效应研究具有重要理论价值和现实意义。在有效测度环境规制强度和城市绿色技术创新的基础上，本文选取2005至2020年全国274个地级及以上城市的面板数据，基于异质性效应和空间溢出视角，探究了环境规制对绿色技术进步的影响及其机制。研究结果表明，环境规制显著激励了绿色技术创新，但其边际效应受到城市创新能力的调节作用。在此基础上，本文采用部分线性函数型系数模型进一步考察了环境规制对绿色技术创新的非线性影响。环境规制政策效应存在空间溢出现象，受规制地区环境政策强度提升可以通过地区间产业转移影响其相邻地区的产业结构与工业化进程，推动产业承接地区的经济增长和研发投入扩张，进而提高相邻地区的绿色创新产出。

关键词: 环境规制；绿色技术创新；影响机制；空间效应

Abstract: How to achieve high-quality development with low carbon emission, one of the most important challenges for environmental regulation (ER) design, has attracted increasing attention from researchers and policymakers. On the basis of scientifically measuring the stringency of ER and the green technological innovation, the panel data of 274 cities at the prefecture level and above from 2005 to 2020 are used to examine the impact of ER on green technological progress and its mechanisms from the perspectives of heterogeneous effects and spatial spillovers.

Key words: environmental regulation; green technological innovation; impact mechanism; spatial spillover effects

中图分类号:

F062.2

欧阳晓灵, 张骏豪, 杜刚. 环境规制与城市绿色技术创新：影响机制与空间效应[J]. 中国管理科学, 2022, 30(12): 141-151.

OUYANG Xiao-ling, ZHANG Jun-hao, DU Gang. Environmental Regulation and Green Technological Innovation: Impact Mechanism Analysis and Spatial Spillover Effects[J]. Chinese Journal of Management Science, 2022, 30(12): 141-151.

参考文献

［1］ Acemoglu D, Akcigit U, Hanley D, et al. Transition to clean technology［J］. Journal of Political Economy, 2016, 124(1): 52-104.
［2］ Kneller R, Manderson E. Environmental regulations and innovation activity in UK manufacturing industries［J］. Resource and Energy Economics, 2012, 34(2): 211-235.
［3］ Porter M, Linde C. Towards a new conception of the environment-competitiveness relationship［J］. Journal of Economic Perspectives, 1995, 4(4): 97-118.
［4］ Jaffe A, Palmer K. Environmental regulation and innovation: a panel data study［J］. Review of Economics and Statistics, 1997, 79(4): 610-619.
［5］ Du Kerui, Li Pengzhen, Yan Zheming. Do green technology innovations contribute to carbon dioxide emission reduction? Empirical evidence from patent data［J］. Technological Forecasting and Social Change, 2019, 146: 297-303.
［6］ Aghion P, Dechezleprêtre A, Hemous D, et al. Carbon taxes, path dependency, and directed technical change: Evidence from the auto industry［J］. Journal of Political Economy, 2016, 124(1): 1-51.
［7］ Jin Wei. Path dependence, self-fulfilling expectations, and carbon lock-in［J］. Resource and Energy Economics, 2021, 66: 101263.
［8］ Brawn E, Wield D. Regulation as a means for the social control of technology［J］. Technology Analysis & Strategic Management, 1994, 6(3): 78-99.
［9］齐绍洲, 林屾, 崔静波. 环境权益交易市场能否诱发绿色创新？——基于我国上市公司绿色专利数据的证据［J］. 经济研究, 2018, 53(12): 129-143.Qi Shaozhou, Lin Shen, Cui Jingbo. Do environmental rights trading schemes induce green innovation? Evidence from listed firms in China［J］. Economic Research Journal,2018,53(12):129-143.
［10］ Magat W. Pollution control and technological advance: A dynamic model of the firm［J］. Journal of Environmental Economics and Management, 1978, 5(1): 1-25.
［11］ Cecere G, Corrocher N, Gossart C, et al. Lock-in and path dependence: an evolutionary approach to eco-innovations［J］. Journal of Evolutionary Economics, 2014, 24(5): 1037-1065.
［12］万攀兵, 杨冕, 陈林. 环境技术标准何以影响中国制造业绿色转型——基于技术改造的视角［J］. 中国工业经济, 2021(9): 118-136.Wan Panbing, Yang Mian, Chen Lin. How do environmental technology standards affect the green transition of China’s manufacturing industry — A perspective from technological transformation［J］. China Industrial Economics, 2021(9): 118-136.
［13］ Acemoglu D, Aghion P, Bursztyn L, et al. The environment and directed technical change［J］. American Economic Review, 2012, 102(1): 131-66.
［14］ Zhu Junming, Fan Yichun, Deng Xinghua, et al. Low-carbon innovation induced by emissions trading in China［J］. Nature communications, 2019, 10(1): 1-8.
［15］胡珺, 黄楠, 沈洪涛. 市场激励型环境规制可以推动企业技术创新吗？——基于中国碳排放权交易机制的自然实验［J］. 金融研究, 2020(1): 171-189.Hu Jun, Huang Nan, Shen Hongtao. Can market incentive environmental regulation promote corporate innovation? —A natural experiment based on China’s carbon emissions trading mechanism［J］. Journal of Financial Research, 2020(1): 171-189.
［16］纪建悦, 许瑶, 张懿. 民间投资视角下环境规制对绿色全要素生产率的影响研究［J］. 中国管理科学, 2022, 30(3): 1-13.Ji Jianyue, Xu Yao, Zhang Yi. Study on relationship between environmental regulation and green total factor productivity from the perspective of private investment［J］. Chinese Journal of Management Science, 2022,30(3): 1-13.
［17］陶锋，赵锦瑜，周浩. 环境规制实现了绿色技术创新的“增量提质”吗——来自环保目标责任制的证据［J］. 中国工业经济，2021(2)：136-154.Tao Feng, Zhao Jinyu, Zhou Hao. Does environmental regulation improve the quantity and quality of green innovation—Evidence from the target responsibility system of environmental protection［J］. China Industrial Economics, 2021(2): 136-154.
［18］王班班, 齐绍洲. 市场型和命令型政策工具的节能减排技术创新效应——基于中国工业行业专利数据的实证［J］. 中国工业经济, 2016(6): 91-108.Wang Banban, Qi Shaozhou. The effect of market-oriented and command-and-control policy tools on emissions reduction innovation — An empirical analysis based on China’s industrial patents data［J］. China Industrial Economics, 2016(6): 91-108.
［19］王分棉，贺佳，孙宛霖. 命令型环境规制、ISO 14001认证与企业绿色创新——基于《环境空气质量标准(2012)》的准自然实验［J］. 中国软科学，2021(9)：105-118.Wang Fengmian, He Jia, Sun Wanlin. Mandatory environmental regulation, ISO 14001 certification and green innovation: A quasi-natural experiment based on Chinese Ambient Air Quality Standards 2012［J］. China Soft Science, 2021(9): 105-118.
［20］ Blackman A, Lahiri B, Pizer W, et al. Voluntary environmental regulation in developing countries: Mexico’s Clean Industry Program［J］. Journal of Environmental Economics and Management, 2010, 60(3): 182-192.
［21］徐佳，崔静波. 低碳城市和企业绿色技术创新［J］. 中国工业经济，2020(12)：178-196.Xu Jia, Cui Jingbo. Low-Carbon cities and firms’ green technological innovation［J］. China Industrial Economics, 2020(12): 178-196.
［22］廖文龙, 董新凯, 翁鸣, 等. 市场型环境规制的经济效应：碳排放交易、绿色创新与绿色经济增长［J］. 中国软科学，2020(6)：159-173.Liao Wenlong, Dong Xinkai, Weng Ming, et al. Economic effect of market-oriented environmental regulation: Carbon emission trading, green innovation and green economic growth［J］. China Soft Science, 2020(6): 159-173.
［23］李青原, 肖泽华. 异质性环境规制工具与企业绿色创新激励——来自上市企业绿色专利的证据［J］. 经济研究, 2020(9): 192-208.Li Qingyuan, Xiao Zehua. Heterogeneous environmental regulation tools and green innovation incentives: Evidence from green patents of listed companies［J］. Economic Research Journal, 2020(9): 192-208.
［24］ Franco C, Marin G. The effect of within-sector, upstream and downstream environmental taxes on innovation and productivity［J］. Environmental and Resource Economics, 2015, 66(2): 261-291.
［25］杨艳芳, 程翔. 环境规制工具对企业绿色创新的影响研究［J］.中国软科学,2021(S1):247-252.Yang Yanfang, Cheng Xiang. Research on green innovation impact of environmental regulation instruments［J］. China Soft Science, 2021(S1): 247-252.
［26］邓玉萍, 王伦, 周文杰. 环境规制促进了绿色创新能力吗?——来自中国的经验证据［J］. 统计研究, 2021, 38(7): 76-86.Deng Yuping, Wang Lun, Zhou Wenjie. Does environmental regulation promote green innovation capability? —Evidence from China［J］. Statistical Research, 2021, 38(7): 76-86.
［27］ Qiu Larry Dongxiao, Zhou Mohan, Wei Xu. Regulation, innovation, and firm selection: The porter hypothesis under monopolistic competition［J］. Journal of Environmental Economics and Management, 2018, 92: 638-658.
［28］ Lv Chengchao, Shao Changhua, Lee C. Green technology innovation and financial development: Do environmental regulation and innovation output matter?［J］. Energy Economics, 2021, 98: 105237.
［29］董直庆，王辉. 环境规制的“本地—邻地”绿色技术进步效应［J］. 中国工业经济，2019(1)：100-118.Dong Zhiqing, Wang Hui. Local-Neighborhood effect of green technology of environmental regulation［J］. China Industrial Economics,2019(1):100-118.

[1]	陈秋平, 潘越, 肖金利. 晋升激励、地域偏爱与企业环境表现:来自A股上市公司的经验证据[J]. 中国管理科学, 2019, 27(8): 47-56.
[2]	武晓利. 环保技术、节能减排政策对生态环境质量的动态效应及传导机制研究——基于三部门DSGE模型的数值分析[J]. 中国管理科学, 2017, 25(12): 88-98.
[3]	曲卫华, 颜志军. 环境污染、经济增长与医疗卫生服务对公共健康的影响分析——基于中国省际面板数据的研究[J]. 中国管理科学, 2015, 23(7): 166-176.

环境规制与城市绿色技术创新：影响机制与空间效应

Environmental Regulation and Green Technological Innovation: Impact Mechanism Analysis and Spatial Spillover Effects

PDF (PC)

可视化

摘要/Abstract

引用本文

使用本文

参考文献

相关文章 3

Metrics

本文评价

推荐阅读 0