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中国管理科学 ›› 2023, Vol. 31 ›› Issue (3): 10-25.doi: 10.16381/j.cnki.issn1003-207x.2022.0361

• 论文 • 上一篇    

考虑违约追偿和损失补偿的多中心集配网络联盟优化问题

王勇1, 罗思妤1, 镇璐2, 许茂增1   

  1. 1.重庆交通大学经济与管理学院,重庆400074; 2.上海大学管理学院,上海200444
  • 收稿日期:2022-02-25 修回日期:2022-10-24 发布日期:2023-04-03
  • 通讯作者: 镇璐(1981-),男(汉族),湖北宜都人,上海大学管理学院院长,教授,博士生导师,研究方向:生产与服务运作管理优化、运筹调度、物流与供应链管理优化,Email: lzhen@shu.edu.cn. E-mail:lzhen@shu.edu.cn
  • 基金资助:
    国家自然科学基金资助项目(71831008,71871035);重庆市自然科学基金资助面上项目(CSTB2022NSCQ-MSX0535);重庆市教委科学技术重点项目(KJZD-K202000702);巴渝学者青年项目(YS2021058)

Multi-center Pickup and Delivery Network Alliance Optimization Considering Default Penalties and Loss Compensations for Breach of Contract

WANG Yong1, LUO Si-yu1, ZHEN Lu2, XU Mao-zeng1   

  1. 1. School of Economics and Management, Chongqing Jiaotong University, Chongqing 400074, China; 2. School of Management, Shanghai University, Shanghai 200444, China
  • Received:2022-02-25 Revised:2022-10-24 Published:2023-04-03
  • Contact: 镇璐 E-mail:lzhen@shu.edu.cn

摘要: 针对多中心集配网络优化研究在网络联盟构建和机制设计方面存在的不足,研究考虑违约追偿和损失补偿的多中心集配网络联盟优化策略。首先,提出基于履约成员重要度的最小费用剩余节约方法,研究了履约成员应得利润问题,进而分别建立履约成员损失补偿和违约成员违约成本分摊模型,对履约成员应得补偿和违约成员违约成本进行了量化研究。其次,考虑违约行为导致的客户服务关系变化特征,构建了最小化网络运营总成本、车辆使用数以及服务等待时间的多目标优化模型。然后,提出了基于K-means多维聚类算法的CW-NSGA-Ⅲ混合启发式算法求解模型,该算法结合CW节约算法提高了初始可行解质量,应用精英保留策略增强了混合算法搜索性能,并引入基于路径偏移惩罚的边界交叉聚合方法改进了非支配解的选择机制,保证非支配解集的多样性,同时提高了其收敛速度,与MOGA、MOHSA和MOPSO算法进行对比分析,验证了算法的有效性。最后,结合实例对提出的模型和算法进行验证,并对不同违约成员数量和客户退出方式下的多中心集配网络优化结果进行了对比分析。结果表明,该方法能够量化违约成员违约成本,保障履约成员应得利润,完善联盟成员合作机制,并优化违约行为发生后的多中心集配网络,进而为城市多中心物流网络的可持续发展提供方法支撑和决策支持。

关键词: 多中心集配网络;网络联盟;违约追偿;损失补偿;CW-NSGA-Ⅲ算法

Abstract: The significant increase of diversified logistics demands and the shortage of logistics resources call for the multi-center pickup and delivery network optimization in terms of resource coordination. In order to improve the utilization of resources in a multi-center distribution network, multiple logistics enterprises realize resource re-coordination and optimization via alliances. However, in practice, there can be a critical default situation that alliance members withdraw from collaboration due to strategy changes. Designing a reasonably compensation mechanism can guarantee the stability of an alliance and maintain long-term partnerships. To overcome the deficiencies of developing network alliances and designing the mechanisms for default penalties and loss compensations in the multi-center pickup and delivery network optimization study, an alliance optimization strategy for the multi-center pickup and delivery network is proposed considering both default penalties and loss compensations in collaboration. First, the minimum costs remaining saving method based on the importance of non-default members is proposed to study the deserved profits of the non-default members, and then two models are proposed to quantify the deserved loss compensations for non-default members and the default penalties of their counterparts, respectively. Second, considering the contract default resulting in changing customer service relationships, a multi-objective programming model is formulated to minimize the total operating cost, number of vehicles, and service waiting time within the network. Third, a hybrid heuristic algorithm integrating the K-means multi-dimensional clustering algorithm and the Clarke-Wright saving method-based non-dominated sorting genetic algorithm-Ⅲ (CW-NSGA-Ⅲ) is then proposed to solve the model. The Clarke-Wright saving algorithm is applied to improve the quality of the initial population, and the elite retention strategy is used to enhance search performance. The search path deviation penalty-based boundary intersection approach is introduced to improve the selection mechanism of non-dominated solutions and enhance the diversity and convergence of non-dominated solution sets. In addition, the proposed hybrid algorithm is compared and validated with the multi-objective genetic algorithm (MOGA), the multi-objective harmony search algorithm (MOHSA), and the multi-objective particle swarm optimization (MOPSO), respectively. Finally, the proposed model and algorithm are illustrated and demonstrated via a case study, and the optimization results of the multi-center pickup and delivery network under different default situations and withdrawal modes of customers are compared and analyzed. Results show that the proposed approach can quantify the default cost of default members, guarantee the deserved profits of non-default ones, and optimize the multi-center pickup and delivery network when contract default occurs, thus enriching the collaboration mechanism for alliance members. Furthermore, this study provides a reliable theoretical basis and decision support for the sustainable development of urban multi-center logistics networks.

Key words: multi-center pickup and delivery network; network alliance; default penalty; loss compensation; CW-NSGA-Ⅲ algorithm

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