基于专利保护的专利技术授权与CSR投入研究

doi:10.16381/j.cnki.issn1003-207x.2020.0006

摘要/Abstract

摘要： 专利保护制度是技术转移的重要制度保障，而专利授权又是技术转移并形成现实生产力的关键。针对由专利持有企业、品牌企业以及ODM组成的系统，建立不对称信息下包含专利授权和生产外包过程的博弈模型，研究最优专利授权合同设计与企业社会责任(corporation social responsibility, CSR)投入策略。研究发现：固定收费形式与双重收费形式的专利授权合同是专利持有企业的最优选择，这从理论上证明了不同形式专利授权合同的存在性及其选择条件；品牌企业总是会有动机选择CSR投入策略，并对专利持有企业和ODM产生“CSR溢出效应”；不对称信息会导致专利持有企业的利润损失，在满足一定条件下，品牌企业有动机向专利持有企业披露市场需求信息，实现“共赢”。

关键词: 专利技术授权；CSR投入；生产外包；信息披露

Abstract: According to Ministry of Science and Technology of the People’s Republic of China, the number of granted patents reached 723.90 billion yuan in the first half of 2019, up 23.6 percent year on year. However, in the process of patent authorization, patent infringement often occurs when there is an unreasonable patent licensing contract. As a result, the licensing of patent technology and the competition and cooperation among enterprises become complicated, which easily leads to the misalignment of decision-making incentives and performance losses of enterprises. In this context, the following questions are studied: how patent holder should choose the form of patent licensing contracts, how should brand manufacturer choose CSR investment strategies, and what impact CSR investment and asymmetric information will have on the equilibrium of the system and other issues.

Key words: patent licensing; CRS investment; production outsourcing; information disclosure

中图分类号:

金亮, 陆淳鸿, 程永生, 王雪方. 基于专利保护的专利技术授权与CSR投入研究[J]. 中国管理科学, 2023, 31(2): 40-50.

JIN Liang, LU Chun-hong, CHENG Yong-sheng, WANG Xue-fang. Optimal Patent Licensing Contracts Design and CRS Investment Decisions under Patent Protection[J]. Chinese Journal of Management Science, 2023, 31(2): 40-50.

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