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中国管理科学 ›› 2021, Vol. 29 ›› Issue (4): 26-35.doi: 10.16381/j.cnki.issn1003-207x.2019.0978

• 论文 • 上一篇    下一篇

对外直接投资对绿色全要素生产率的空间效应影响

张伟科1, 葛尧2   

  1. 1. 四川大学公共管理学院, 四川 成都 610065;
    2. 四川大学经济学院, 四川 成都 610065
  • 收稿日期:2019-07-04 修回日期:2019-09-30 发布日期:2021-04-25
  • 通讯作者: 葛尧(1980-),男(汉族),甘肃平凉人,四川大学经济学院,博士,研究方向:世界经济,E-mail:geyao80@qq.com. E-mail:geyao80@qq.com
  • 基金资助:
    国家自然科学基金资助项目(72004150);四川大学中央高校基本科研业务费专项资金资助项目

The Spatial Effect Analysis of OFDI on Green Total Factor Productivity

ZHANG Wei-ke1, GE Yao2   

  1. 1. School of Public Administration, Sichuan University, Chengdu 610065, China;
    2. School of Economics, Sichuan University, Chengdu 610065, China
  • Received:2019-07-04 Revised:2019-09-30 Published:2021-04-25

摘要: 基于2004—2016年中国30个省(市、自治区)的面板数据,通过空间杜宾计量模型(SDM)实证研究了对外直接投资(OFDI)对绿色全要素生产率的空间效应影响。结果显示:各地区绿色全要素生产率及其分解项存在明显的地区差异;绿色全要素生产率、绿色技术进步和绿色效率变化存在显著的空间相关性;OFDI逆向技术溢出能够显著的促进本地区绿色全要素生产率提高,并且存在显著的空间溢出效应;FDI技术溢出对绿色技术进步具有显著的正向推动作用;进口技术溢出和自主研发能够显著促进绿色全要素生产率和绿色技术进步的提升;环境规制强度对我国绿色全要素生产率具有非线性影响。

关键词: 对外直接投资(OFDI), 绿色全要素生产率 (GTFP), 空间溢出, 空间杜宾模型

Abstract: Outward foreign direct investment (OFDI) has become an important driving force to promote the green growth of China's economy and improve the green total factor productivity (GTFP). Existing studies have mainly investigated the linear relationship between OFDI and TFP, while relatively few studies have analyzed the impact of OFDI on GTFP, and even fewer studies have analyzed the impact from the perspective of spatial spillover. Based on 30 provinces (municipalities and autonomous regions) panel data in China from 2004 to 2016, the GTFP and its decomposition are measured using non-radial and non-angular SBM directional distance function and Luenberger index. And the spatial Durbin econometric model (SDM) is adopted to empirical research the spatial effect of OFDI on the GTFP. The results show that: (1) There are significant regional differences in GTFP and its decomposition. (2) GTFP, green technology progress and green efficiency change are not randomly distributed, but show significant spatial correlation. (3) OFDI reverse technology spillover has a significant positive impact on GTFP, green technology progress and green efficiency change in all regions of China. (4) OFDI reverse technology spillover in neighboring regions is conducive to improving the level of green technology progress in the region, but has no significant influence on the GTFP and green efficiency change. (5) FDI technology spillover has a significant positive effect on green technology progress. (6) Import technology spillover and independent R&D can significantly promote GTFP and green technology progress, and the environmental regulation intensity has nonlinear effect on China's GTFP.

Key words: outward foreign direct investment (OFDI), green total factor productivity (GTFP), spatial spillover, spatial Durbin model (SDM)

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