Chinese Journal of Management Science ›› 2026, Vol. 34 ›› Issue (2): 348-356.doi: 10.16381/j.cnki.issn1003-207x.2023.1570
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Dazhi Linghu1,2,3, Yuanyuan Peng1,3, Xinli Wu2,3, Bangzhu Zhu1,3(
)
Received:2023-09-21
Revised:2024-05-27
Online:2026-02-25
Published:2026-02-04
Contact:
Bangzhu Zhu
E-mail:wpzbz@126.com
CLC Number:
Dazhi Linghu,Yuanyuan Peng,Xinli Wu, et al. Initial Carbon Quota Allocation at Provincial Level in China from the New Development Concept[J]. Chinese Journal of Management Science, 2026, 34(2): 348-356.
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| 一级原则 | 二级原则 | 三级原则 | 指标 | 性质 |
|---|---|---|---|---|
| 公平 | 生存公平 | 平等主义 | 人口 | + |
| 区域特征公平 | 面积 | + | ||
| 禀赋 | + | |||
| 发展公平 | 生存环境公平 | 人均GDP | - | |
| 外贸开放度 | - | |||
| 生活水平公平 | 人均能源消费量 | - | ||
| 责任公平 | 历史责任 | 人均累积碳排放 | - | |
| 付出公平 | 投入公平 | 工业污染治理投资完成额占比 | + | |
| 效率 | 资源配置效率 | 产值效率 | 碳生产力 | + |
| 工业碳生产力 | + | |||
| 成本效率 | 碳排放强度 | - | ||
| 能源强度 | - | |||
| 减排空间利用效率 | 能源转型潜力 | 能源结构 | - | |
| 能源弹性 | - | |||
| 单位能耗碳排放 | - | |||
| 产业转型潜力 | 第二产业GDP占比 | - | ||
| 人口结构潜力 | 劳动人口数占比 | - | ||
| 技术减排潜力 | 研发支出占比 | + | ||
| 绿色专利数 | + | |||
| 可持续 | 生态可持续 | 森林覆盖率 | + | |
| 耕地覆盖率 | + | |||
| 城市绿化率 | + | |||
| 湿地覆盖率 | + | |||
| 经济社会可持续 | 城镇化率 | - | ||
| 可行 | 区域基础可行 | 一般公共预算收入 | + | |
| 政府节能环保投入 | + | |||
| 金融存款余额 | + | |||
| 区域参与度 | 受教育程度 | - | ||
| 居民人均消费支出 | - | |||
| 企业参与度 | - |
"
| 分配比例 | 初始配额量(万吨) | 排放空间(万吨) | |
|---|---|---|---|
| 北京 | 0.0306 | 220447.10 | 202482.40 |
| 天津 | 0.0254 | 182779.53 | 127498.20 |
| 河北 | 0.0347 | 249721.51 | -191433.62 |
| 山西 | 0.0302 | 217508.00 | -481120.28 |
| 内蒙古 | 0.0235 | 169216.64 | -493493.68 |
| 辽宁 | 0.0278 | 200313.82 | -74666.54 |
| 吉林 | 0.0318 | 229339.21 | 132555.20 |
| 黑龙江 | 0.0311 | 224137.87 | 62107.42 |
| 上海 | 0.0219 | 157763.99 | 73529.10 |
| 江苏 | 0.0314 | 226474.38 | -119127.78 |
| 浙江 | 0.0321 | 231209.17 | 68866.37 |
| 安徽 | 0.0384 | 276393.29 | 65490.31 |
| 福建 | 0.0346 | 249546.57 | 117150.94 |
| 江西 | 0.0379 | 272940.58 | 161129.59 |
| 山东 | 0.0352 | 253399.93 | -282747.44 |
| 河南 | 0.0401 | 288804.45 | 80996.97 |
| 湖北 | 0.0361 | 260037.36 | 93052.77 |
| 湖南 | 0.0387 | 278849.40 | 139168.80 |
| 广东 | 0.0347 | 250284.69 | 2231.67 |
| 广西 | 0.0402 | 289538.77 | 167018.42 |
| 海南 | 0.0367 | 264374.82 | 248044.76 |
| 重庆 | 0.0344 | 248095.07 | 186373.37 |
| 四川 | 0.0404 | 291115.58 | 182397.07 |
| 贵州 | 0.0408 | 293803.77 | 157826.25 |
| 云南 | 0.0404 | 290977.01 | 178057.55 |
| 陕西 | 0.0330 | 237954.23 | -17669.74 |
| 甘肃 | 0.0351 | 253176.33 | 171349.36 |
| 青海 | 0.0295 | 212821.72 | 189853.98 |
| 宁夏 | 0.0243 | 175261.87 | -29671.53 |
| 新疆 | 0.0287 | 206681.60 | -120823.65 |
"
| 本方案 | 参照1 | 参照2 | 参照3 | |||||
|---|---|---|---|---|---|---|---|---|
| MAC(元) | 总成本(亿元) | MAC(元) | 总成本(亿元) | MAC(元) | 总成本(亿元) | MAC(元) | 总成本(亿元) | |
| 北京 | 2222.48 | 45001.39 | 9128.68 | 258742.10 | 1422.85 | 18816.00 | 1664.63 | 25285.34 |
| 天津 | 1790.72 | 22831.37 | 2492.18 | 49618.34 | 1833.59 | 24180.21 | 1823.66 | 23864.50 |
| 河北 | 1120.87 | -21457.32 | 723.93 | -20260.62 | 1199.22 | -20863.91 | 967.30 | -21827.02 |
| 山西 | 1945.93 | -93622.45 | 1317.49 | -72641.62 | 2086.35 | -97103.73 | 1794.28 | -89367.72 |
| 内蒙古 | 1561.11 | -77039.80 | 1277.30 | -66963.23 | 1575.49 | -77503.90 | 2022.18 | -89686.92 |
| 辽宁 | 1267.69 | -9465.38 | 1308.60 | -8924.94 | 1479.16 | -6101.65 | 1498.86 | -5716.34 |
| 吉林 | 2222.48 | 29460.18 | 3199.84 | 53023.84 | 3375.26 | 60788.09 | 3207.30 | 53344.00 |
| 黑龙江 | 2586.22 | 16062.37 | 2856.42 | 24429.30 | 3297.48 | 40805.91 | 2948.47 | 27568.71 |
| 上海 | 3511.10 | 25816.83 | 5499.04 | 41968.25 | 2205.46 | 7894.47 | 2607.63 | 18606.14 |
| 江苏 | 330.60 | -3938.40 | 290.91 | -4666.96 | 273.88 | -4326.90 | 280.18 | -4305.51 |
| 浙江 | 570.58 | 3929.35 | 683.61 | 7838.98 | 472.75 | 1381.66 | 609.35 | 5153.78 |
| 安徽 | 1111.45 | 7278.90 | 1012.22 | 4131.37 | 1115.98 | 7434.34 | 1032.13 | 4723.64 |
| 福建 | 884.10 | 10357.35 | 1042.15 | 16858.01 | 698.38 | 4520.42 | 1010.49 | 15442.64 |
| 江西 | 1652.47 | 26626.16 | 1849.83 | 35836.31 | 1657.41 | 26841.27 | 1767.55 | 31840.22 |
| 山东 | 522.00 | -14759.48 | 254.08 | -10488.66 | 526.03 | -14770.51 | 415.11 | -13891.09 |
| 河南 | 828.81 | 6713.09 | 668.13 | 1670.91 | 845.71 | 7348.04 | 706.45 | 2709.99 |
| 湖北 | 855.68 | 7962.34 | 880.15 | 8844.64 | 818.32 | 6685.49 | 851.35 | 7809.95 |
| 湖南 | 967.68 | 13467.10 | 987.93 | 14325.24 | 991.75 | 14489.93 | 984.15 | 14163.18 |
| 广东 | 2222.48 | 495.98 | 3380.56 | 16779.03 | 1422.85 | -382.68 | 1664.63 | -2724.64 |
| 广西 | 2092.85 | 34954.39 | 2130.69 | 36702.21 | 2125.82 | 36474.73 | 2221.50 | 41057.36 |
| 海南 | 7766.03 | 192632.29 | 8505.85 | 232405.67 | 8281.44 | 219947.31 | 8576.77 | 236413.85 |
| 重庆 | 1327.00 | 24731.78 | 1639.88 | 40155.75 | 1353.58 | 25899.89 | 1413.46 | 28627.98 |
| 四川 | 973.49 | 17756.23 | 1020.06 | 20025.87 | 973.54 | 17758.56 | 918.18 | 15228.63 |
| 贵州 | 2454.16 | 38733.13 | 2162.80 | 26590.47 | 2338.46 | 33667.84 | 2442.88 | 38224.87 |
| 云南 | 1693.86 | 30160.50 | 1591.98 | 25560.21 | 1684.98 | 29745.44 | 1713.64 | 31094.68 |
| 陕西 | 1297.38 | -2292.43 | 867.83 | -8370.51 | 1317.36 | -1844.87 | 1320.17 | -1780.67 |
| 甘肃 | 4496.88 | 77053.73 | 4531.76 | 78541.55 | 4970.62 | 98428.70 | 3967.31 | 56151.19 |
| 青海 | 10174.09 | 193159.06 | 13625.34 | 357048.50 | 10412.09 | 202861.59 | 9735.94 | 175917.90 |
| 宁夏 | 7159.39 | -21243.01 | 8567.52 | 4111.89 | 7022.85 | -23185.37 | 8485.68 | 2372.66 |
| 新疆 | 2434.39 | -29413.23 | 1952.59 | -31579.06 | 2588.43 | -27889.30 | 2407.68 | -29636.54 |
| 平均值 | 2280.02 | 2368.63 | 2345.57 | 2368.63 | ||||
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