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中国管理科学 ›› 2026, Vol. 34 ›› Issue (5): 144-152.doi: 10.16381/j.cnki.issn1003-207x.2024.1336cstr: 32146.14.j.cnki.issn1003-207x.2024.1336

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k阶设备更新问题的在线策略设计与竞争分析

张文明(), 孔文静, 张湘玥   

  1. 西北大学经济管理学院,陕西 西安 710127
  • 收稿日期:2024-08-05 修回日期:2024-11-28 出版日期:2026-05-25 发布日期:2026-04-21
  • 通讯作者: 张文明 E-mail:wenming@nwu.edu.cn
  • 基金资助:
    陕西省自然科学基础研究计划项目(2021JM-317);国家自然科学基金项目(72271198)

Online Strategy Design and Competitive Analysis of the k-equipment Replacement Problem

Wenming Zhang(), Wenjing Kong, Xiangyue Zhang   

  1. School of Economics and Management,Northwest University,Xi’an 710127,China
  • Received:2024-08-05 Revised:2024-11-28 Online:2026-05-25 Published:2026-04-21
  • Contact: Wenming Zhang E-mail:wenming@nwu.edu.cn

摘要:

本文在设备技术发展和产品市场需求不确定的背景下,以最小化设备更新成本与总运行成本之和为目标,构建了k阶在线设备更新模型,并给出了最优的在线更新策略。首先,通过求解非线性规划问题NLP,得到策略CSER的更新时刻序列及竞争比,并通过竞争分析证明了该策略的最优性。接着,对k=1这一特殊情形的讨论表明,k阶更新模型能够涵盖以往设备更新问题的研究。然后,为解决NLP非线性的问题,用二分查找搜索思想设计了一个数值求解算法CBSM,把NLP的求解转化为一系列的线性规划解空间的判定问题,从而求得了在线更新策略。最后,通过数值仿真,验证了策略CSER的有效性,并为决策者提供了具有一般性的更新指导建议。本文提出的策略CSER能够为制造业企业在设备更新决策中,提供科学和实用的决策支持。

关键词: 更新问题, 竞争分析, 竞争比, 在线设备更新

Abstract:

In this paper, the decision problem of equipment replacement in technology upgrading of manufacturing enterprises is studied. In the context of the uncertainty of technology development and market demand, decision makers need to make a choice between continuing to produce with “high cost of old technology” or using “low cost of new technology” in order to minimize the sum of equipment replacement cost and total operating cost. In the case of unknown product market demand time T, decision makers need to decide the specific time sequence t1,t2,,tk of the future k replacement only with the information of the per-unit running costs c1,c2,,ck+1 and replacement costs Δc0,Δc1,,Δck, so as to minimize the total cost while controlling the uncertainty risk. The competitive analysis is used to design an online strategy, so that the gap between the solution of the online strategy and the optimal solution is controlled within a certain ratio, so that even in the worst case, the enterprise can get a relatively satisfactory result.Firstly, the k-equipment replacement model is established in the paper. Then, an online strategy CSER, whose replacement time sequence and the corresponding competitive ratio is obtained by solving a non-linear programming problem NLP. And the optimality of the strategy CSER is further proved. Moreover, the discussion of the special case when k=1 shows that the k-equipment replacement model is more general than the previous research. Then, in order to solve the non-linear problem NLP, a numerical solution algorithm CBSM is designed by using the idea of binary search, where the solution of NLP is transformed into checking the feasible domains of a series of linear programmings. Finally, the effectiveness of the strategy CSER is verified by numerical simulations, and some general suggestions are also presented for decision makers.The k-equipment replacement model in this paper allows arbitrary replacement times and variation of replacement costs. So it is a quite general model and may have strong practical significance. In the future, factors such as the experience of decision makers, risk appetite and compatibility of old and new technologies can be incorporated into the research of the online replacement decision making.

Key words: replacement problem, competitive analysis, competitive ratio, online equipment replacement

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