已有研究表明自主研发与知识积累具有密切的联系。随着我国信贷资源的配置效率不断提高,研究金融发展在自主研发影响知识积累中的作用机理十分必要。本文使用我国2002-2009年省级面板数据构建非线性面板门限模型,以金融发展为门限变量,研究自主研发对知识积累的非线性影响及金融发展门限效应;在此基础上分析各省份金融发展变化作用于自主研发对知识积累影响的变化趋势。研究表明:高技术产业数量和非国有经济发展均对地区知识积累具有较大的促进作用,技术引进对地区知识积累则不会产生显著的影响,自主研发对知识积累的影响显著存在基于金融发展水平的"单门限效应";金融发展水平超过门限值后,自主研发对知识积累具有更大的促进效应;2008年以后,我国大部分省份跨过门限值进入高金融发展区域,自主研发对这些省份的知识积累都存在较高的促进效应。本文的研究有助于更好的理解金融发展与知识积累之间的关系,拓展了Ang(2011)对这一问题的研究外延,为政府部门制定相关政策提供了一定的参考基础。
Recent studies show that there are intimate connections between independent research and knowledge accumulation.With continuously improve of efficiency of credit allocative in China,it is necessary that analysis the impact of independent research on knowledge accumulation.The nonlinear panel data threshold model consisting of China's provincial panel data during 2002 and 2009 is constructed,and financial development is taken as the threshold variable,studing the nonlinear impact of independent research on knowledge accumulation and the threshold effect of financial development. On this basis, we analysis the trend of financial development is analyzed,which has an effect on the impact of independent research on knowledge accumulation. The results show: the effects of independent research on knowledge accumulation have a significant single threshold effect. When the degree of financial development exceeds the threshold value, the independent research has a bigger promotion effect on the knowledge accumulation. After 2008, most of the provinces in China cross the threshold value and reached the regional of the higher degree of financial development. Independent research has a bigger promote effect on the knowledge accumulation.A better understanding of the relationship between independent research and knowledge accumulation is provided, the extension of this problem by Ang expanded,and a reference for government departments formulate relevant policies is provided.
[1] 吴延兵. 自主研发、技术引进与生产率[J]. 经济研究, 2008, (8): 51-63.
[2] Romer P M. The origins of endogenous growth[J]. Journal of Economic Perspectives, 1994, 8(1): 3-22.
[3] Brucker P F. Post-capitalist society[M]. New York: Butterworth Heineman, 1993.
[4] 解维民, 方红星. 金融发展、融资约束与企业研发投入[J]. 金融研究, 2011, (5): 171-183.
[5] Zhang Weibin,Sweden S. A development model of developing economies with capital and knowledge accumulation[J]. Journal of Economics, 1992, 55(1): 43-63.
[6] Padoan P C. Trade, knowledge accumulation and diffusion: A sectoral perspective[J]. Structural Change and Economic Dynamics, 1998, 9(3): 349-372.
[7] Meckl J. Accumulation of technological knowledge, wage differentials, and unemployment[J]. Journal of Macroeconomics, 2004, 26(1): 65-82.
[8] Kobayashi N. An empirical study about the impact of knowledge accumulation on the development of regional industry[R]. Discussion Paper,Kwansei Gakuin University, 2008.
[9] West J, Iansiti M. Experience, experimentation, and the accumulation of knowledge: The evolution of R&D in the semiconductor industry[J]. Research Policy, 2003, 32(5): 809-825.
[10] Doraszelski U. An R&D race with knowledge accumulation[J]. Rand Journal of Economics, 2003, 34(1): 20-42.
[11] Cassidy M, Görg H, Strobl E. Knowledge accumulation and productivity: evidence from plant level data for ireland[J]. Scottish Journal of Political Economy, 2005, 52(3):344-358.
[12] Chang Suchao, Lee M. The linkage between knowledge accumulation capability and organizational innovation[J]. Journal of Knowledge Mangement, 2008, 12(1): 3-20.
[13] Sosa M L. Application-specific R&D capabilities and the advantage of incumbents: Evidence from the anticancer drug market[J]. Management Science,2009,55(8):1409-1422.
[14] Appleyard M M. The influence of knowledge accumulation on buyer-supplier codevelopment projects[J]. The Journal Product Innovation Management, 2003, 20(5): 356-373.
[15] Singh K, Ang S H, Leong S M. Increasing replication for knowledge accumulation in strategy research[J]. Journal of Management, 2003, 29(4): 533-549.
[16] Steinmetz A. Competition, innovation and the effect of knowledge accumulation[R].Discussion Paper, BGPE,2008.
[17] Ang J B. Financial reforms, patent protection, and knowledge accumulation in India[J]. World Development, 2010, 38(8): 1070-1081.
[18] Shafiei E, Ghofrani M, Sabooi Y. Dynamics of knowledge accumulation in technology follower countries: A system dynamics approach[J]. Journal of Systems Science and Systems Engineering, 2009, 18(3): 312-340.
[19] Vu T. Contentious mass politics in Southeast Asia: Knowledge accumulation and cycles of growth and exhaustion[J]. Theory and Society, 2006, 35(4): 393-419.
[20] Zhou K Z, Li C B. How knowledge affects radical innovation:Knowledge base, market knowledge acquisition, and internal knowldge sharing[J].Steategic Management Journal,2012,33(19):1090-1102.
[21] 刘刚. 知识积累和企业的内生成长[J]. 南开经济研究, 2002, (2): 47-51.
[22] 陈亮, 陈忠, 韩丽川, 等. 基于社会网络分析的企业员工知识存量测度及实证研究[J]. 管理工程学报, 2009, 23(4): 49-53.
[23] 江旭, 高山行. 知识积累与获取对企业创新的交互作用研究[J]. 研究与发展管理. 2010, 22(6): 8-13.
[24] 刘凤良, 郭杰. 资源可耗竭、知识积累与内生经济增长[J]. 中央财经大学学报, 2002, (11): 64-67.
[25] 翁逸群. 知识积累、经济增长与产业结构演进[J]. 预测, 2002, 21(1): 37-39.
[26] 许治, 周寄中. 影响我国基础研究强度因素—基于AH模型的一种解释[J]. 科研管理, 2008, (5): 63-69.
[27] 秦剑. 研发/制造/营销跨职能整合与新产品开发:产品创新性的差异效应研究[J].中国管理科学,2014,22(1):130-138.
[28] 陈国权,张中鑫,赵慧群. 企业环境下个人获取知识和输出知识能力对组织公民行为影响的研究[J].中国管理科学,2013,21(3):178-184.
[29] Jaffee D, Russell T. Imperfect information, uncertainty and credit rationing[J]. Quarterly Journal of Economics, 1976, 90(4): 651-666.
[30] Hansen B E. Inference when a nuisance parameter is not identified under the null hypothesis[J]. Econometrica, 1996, 64(2): 413-430.
[31] Hansen B E. Threshold effects in non-dynamic panels: Estimation, testing and inference[J]. Journal of Econometrics, 1999, 93(2): 345-368.
[32] Ang J B. Financial development, liberalization and technological deepening[J]. European Economic Review, 2011, 55(5): 688-701.
[33] 张军, 金煜. 中国的金融深化和生产率关系的再检测: 1987 —2001[J]. 经济研究, 2005, (11): 34-45.
[34] 樊纲, 王小鲁. 中国市场化指数—各地区市场化相对进程报告[J]. 经济研究,2003,(3):9-18.
[35] Coe D,Helpman E. International R&D spillovers[J]. European Economic Review, 2009,53 (7): 723-741.
[36] 詹宇波, 刘荣华, 刘畅. 中国内资企业的技术创新是如何实现的?[J]. 世界经济文汇, 2010, (1): 50-63.